Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
Dentro del libro
Resultados 1-3 de 86
Página 45
... issuer may register any class of equity security not required to be registered by filing a registration statement pursuant to the provisions of this paragraph . The Commission is authorized to extend the date upon which any issuer or ...
... issuer may register any class of equity security not required to be registered by filing a registration statement pursuant to the provisions of this paragraph . The Commission is authorized to extend the date upon which any issuer or ...
Página 56
... issuer or of a class of issuers which includes such issuer exists in the United States and that continued exemption of securities of such issuer or class of issuers is not in the public interest or consistent with the protection of ...
... issuer or of a class of issuers which includes such issuer exists in the United States and that continued exemption of securities of such issuer or class of issuers is not in the public interest or consistent with the protection of ...
Página 659
... issuer or class of issuers from [ any provision or ] the provisions of [ this ] subsection ( g ) hereof or from sections 13 , 14 , or subsection 15 ( d ) of this title or may exempt from section 16 hereof any officer , director , or ...
... issuer or class of issuers from [ any provision or ] the provisions of [ this ] subsection ( g ) hereof or from sections 13 , 14 , or subsection 15 ( d ) of this title or may exempt from section 16 hereof any officer , director , or ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange