Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
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... Letter to Edwin Etherington dated October 16 , 1963 . Letter to G. Keith Funston dated October 16 , 1963 .. Letters to Hon . William L. Cary dated— April 5 , 1963 . July 26 , 1963 . 417 352 27 36 Lemkau , Hudson B .: Letter to James Day ...
... Letter to Edwin Etherington dated October 16 , 1963 . Letter to G. Keith Funston dated October 16 , 1963 .. Letters to Hon . William L. Cary dated— April 5 , 1963 . July 26 , 1963 . 417 352 27 36 Lemkau , Hudson B .: Letter to James Day ...
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... letter to Ralph P. Coleman , Jr. , dated January 22 , 1964 . Central National Bank of Richmond , letter by W. H. Schwarzs- child , Jr. , president , dated February 24 , 1964 . Daffron , R. E. Jr. , letter to Ralph P. Coleman , Jr ...
... letter to Ralph P. Coleman , Jr. , dated January 22 , 1964 . Central National Bank of Richmond , letter by W. H. Schwarzs- child , Jr. , president , dated February 24 , 1964 . Daffron , R. E. Jr. , letter to Ralph P. Coleman , Jr ...
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... letter dated November 27 , 1963 , by W. P. Gullander , president National Association of Real Estate Investment Funds by John H. Gardiner , president , letter dated February 12 , 1964 , enclosing statement of policy .. National Board of ...
... letter dated November 27 , 1963 , by W. P. Gullander , president National Association of Real Estate Investment Funds by John H. Gardiner , president , letter dated February 12 , 1964 , enclosing statement of policy .. National Board of ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange