Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
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Resultados 1-3 de 92
Página 564
... listed stock or warrant issues . annual fee for companies with only bonds or similar issues listed . ) Supplemental Listing Applications : ( No Listing of additional shares subsequent to original listing — 1 ¢ per share to a maximum of ...
... listed stock or warrant issues . annual fee for companies with only bonds or similar issues listed . ) Supplemental Listing Applications : ( No Listing of additional shares subsequent to original listing — 1 ¢ per share to a maximum of ...
Página 566
... LISTING These instructions are applicable to issuers of previously listed securities in the filing of subse- quent applications , including applications for the listing of securities ( stocks or bonds ) of an issue , class or series not ...
... LISTING These instructions are applicable to issuers of previously listed securities in the filing of subse- quent applications , including applications for the listing of securities ( stocks or bonds ) of an issue , class or series not ...
Página 575
... listing of such number of " new " substituted shares to be listed as is not in excess of the amount previously listed shall be 14 ¢ per share to a maximum of $ 500 . ( b ) if the number of listed shares are increased , as in the case of ...
... listing of such number of " new " substituted shares to be listed as is not in excess of the amount previously listed shall be 14 ¢ per share to a maximum of $ 500 . ( b ) if the number of listed shares are increased , as in the case of ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange