Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
Dentro del libro
Resultados 1-3 de 91
Página 1209
... proxy statements of insurance companies relating to mergers , consoli- dations , and acquisitions . This examination is part of a report by the Division on proxy mate- rials of insurance ... proxy statements and proxy soliciting material.
... proxy statements of insurance companies relating to mergers , consoli- dations , and acquisitions . This examination is part of a report by the Division on proxy mate- rials of insurance ... proxy statements and proxy soliciting material.
Página 1210
... proxy statements , or indicate whether or not any officers , directors or controlling per- sons had any interest in the transaction . In three of the cases reviewed the proxy form was not available . Of the five reviewed , three forms of ...
... proxy statements , or indicate whether or not any officers , directors or controlling per- sons had any interest in the transaction . In three of the cases reviewed the proxy form was not available . Of the five reviewed , three forms of ...
Página 1211
... Proxy state- ment 1 Ballots in Vote Number How option form of needed for of shares prices are Expira- tion dates proxy approval deter- mined 5 4 4 8 6 5 6 6 2 4 44 5 5 Alloca- tions to officers and direc- tors 10 9 1 In determining ...
... Proxy state- ment 1 Ballots in Vote Number How option form of needed for of shares prices are Expira- tion dates proxy approval deter- mined 5 4 4 8 6 5 6 6 2 4 44 5 5 Alloca- tions to officers and direc- tors 10 9 1 In determining ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange