Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
Dentro del libro
Resultados 1-3 de 67
Página 296
... question , of course , comes up in one area via the case of Silver against the New York Stock Exchange . Although it is perhaps a narrow case in respect of its holding , it nevertheless raises the broad question , for example , of ...
... question , of course , comes up in one area via the case of Silver against the New York Stock Exchange . Although it is perhaps a narrow case in respect of its holding , it nevertheless raises the broad question , for example , of ...
Página 1143
... questions raised in your letter , I would like to answer them in order by restating each question asked and then trying to answer it . Enclosed is a copy of our capital rule 325 requested in question 9 . QUESTION 1. What is the ...
... questions raised in your letter , I would like to answer them in order by restating each question asked and then trying to answer it . Enclosed is a copy of our capital rule 325 requested in question 9 . QUESTION 1. What is the ...
Página 1289
... question . This is pre- cisely the question the Commission considered , and the Commission came to a decision that it would be more detrimental to the interest of the investors to do it that way . Mr. DINGELL . Now , Mr. Cohen ...
... question . This is pre- cisely the question the Commission considered , and the Commission came to a decision that it would be more detrimental to the interest of the investors to do it that way . Mr. DINGELL . Now , Mr. Cohen ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange