Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
Dentro del libro
Resultados 1-3 de 77
Página 325
... reason of its objectives , H.R. 2480 contained a substantial number of provisions which appeared to be rather technical , and during the consideration of that bill , considerable controversy developed as to the necessity for these ...
... reason of its objectives , H.R. 2480 contained a substantial number of provisions which appeared to be rather technical , and during the consideration of that bill , considerable controversy developed as to the necessity for these ...
Página 329
... reason for the parenthetical phrase in section 8 ( b ) of the bill remains entirely obscure . Its inclusion may possibly damage the Richmond Stock Exchange . The bill should be amended , in my view , to eliminate the parentheti- cal ...
... reason for the parenthetical phrase in section 8 ( b ) of the bill remains entirely obscure . Its inclusion may possibly damage the Richmond Stock Exchange . The bill should be amended , in my view , to eliminate the parentheti- cal ...
Página 670
... reason I asked for the advantages or disadvan- tages of being in the organization or outside . I believe you have an- swered it by your testimony somewhat today , but would you care to comment again on it ? What would this mean to the ...
... reason I asked for the advantages or disadvan- tages of being in the organization or outside . I believe you have an- swered it by your testimony somewhat today , but would you care to comment again on it ? What would this mean to the ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange