Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
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Página 29
... recommendations which will necessitate joint efforts with the industry . In certains areas , of course , we cannot provide immediate answers . As the Special Study's letter of transmittal to the Commission indi- cates , it would be ...
... recommendations which will necessitate joint efforts with the industry . In certains areas , of course , we cannot provide immediate answers . As the Special Study's letter of transmittal to the Commission indi- cates , it would be ...
Página 156
... recommendations referred to follow :) RECOMMENDATIONS OF THE SPECIAL STUDY OF SECURITIES MARKETS THAT WOULD BE IMPLEMENTED BY THE BILL The three virtually identical bills now pending before the Interstate and For- eign Commerce ...
... recommendations referred to follow :) RECOMMENDATIONS OF THE SPECIAL STUDY OF SECURITIES MARKETS THAT WOULD BE IMPLEMENTED BY THE BILL The three virtually identical bills now pending before the Interstate and For- eign Commerce ...
Página 393
... recommendations directed specifically to the MSE and our com- ments thereon . The second category contains those recommendations directed to subjects which would , if adopted , affect directly or indirectly the exchange and its member ...
... recommendations directed specifically to the MSE and our com- ments thereon . The second category contains those recommendations directed to subjects which would , if adopted , affect directly or indirectly the exchange and its member ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange