Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
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Página 956
... shares at a price of 38 ; 36,400 shares were supplied by the specialist . Floor trading , November 22. - From the opening until 1:41 floor traders pur- chased 2,100 shares of this stock and sold 3,500 shares . During the period after 1 ...
... shares at a price of 38 ; 36,400 shares were supplied by the specialist . Floor trading , November 22. - From the opening until 1:41 floor traders pur- chased 2,100 shares of this stock and sold 3,500 shares . During the period after 1 ...
Página 957
... shares at the opening , purchased 2,900 and sold 3,000 shares . Immediately after 1:41 the price fell from 35 % to 331⁄2 on 10 sales totaling 5.100 shares . While the specialist did not participate as a buyer in any of these ...
... shares at the opening , purchased 2,900 and sold 3,000 shares . Immediately after 1:41 the price fell from 35 % to 331⁄2 on 10 sales totaling 5.100 shares . While the specialist did not participate as a buyer in any of these ...
Página 959
... shares at the opening . opening until 1:41 , the stock traded 31,900 shares at prices ranging from 166 to 1742 ; the last sale before 1:41 occurred at 170. During this period the special- ist purchased 6,800 and sold 7,500 shares ...
... shares at the opening . opening until 1:41 , the stock traded 31,900 shares at prices ranging from 166 to 1742 ; the last sale before 1:41 occurred at 170. During this period the special- ist purchased 6,800 and sold 7,500 shares ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange