Investor Protection: Hearings Before a Subcommittee of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-eighth Congress, First[- Second] Session, on H. R. 6789, H. R. 6793, S. 1642...April 3; November 19, 20, 21, 1963U.S. Government Printing Office, 1964 - 1418 páginas |
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Página 556
... statement by reference should submit ( separately ) two copies of the prospectus or proxy statement in which the accountants have manually signed their certificate relat- ing to the financial statements contained therein . If the ...
... statement by reference should submit ( separately ) two copies of the prospectus or proxy statement in which the accountants have manually signed their certificate relat- ing to the financial statements contained therein . If the ...
Página 992
... statement in local newspapers ( exhibit C ) . If you will refer to exhibit C , I have a photocopy of the abstract that was published for our company last year in the Daily Record in Baltimore . This statement in its entirety is a ...
... statement in local newspapers ( exhibit C ) . If you will refer to exhibit C , I have a photocopy of the abstract that was published for our company last year in the Daily Record in Baltimore . This statement in its entirety is a ...
Página 1272
... statement , you go on to say that— the additional information that you want is relatively simple to prepare and involves inconsequential expense . The information is largely contained in the insurance companies ' annual statement . If ...
... statement , you go on to say that— the additional information that you want is relatively simple to prepare and involves inconsequential expense . The information is largely contained in the insurance companies ' annual statement . If ...
Contenido
Hearings held on Page 883 9383 2 NE BERT | 2 |
Communications submitted for the recordContinued | 5 |
Text | 43 |
Derechos de autor | |
Otras 9 secciones no mostradas
Términos y frases comunes
87th Congress activities additional amended American Stock Exchange appropriate approval assets authority banks basis bill Board of Governors broker or dealer broker-dealers capital CARY Chairman commerce Commission's committee Congress corporation customers directors disclosure effective employees Exchange Commission Exchange's exemption Federal filed funds HARRIS insider trading insurance companies intrastate Investment Company issuer issues jurisdiction legislation listing application member firms member organizations membership ment mutual fund NASD national securities exchange NYSE OREN HARRIS over-the-counter market percent person associated practices procedures proposed protection of investors proxy proxy statement public interest pursuant quotations registered securities association registration statement regulation regulatory respect responsibility rules section 12 Securities Act Securities and Exchange securities business Securities Exchange Act securities markets self-regulation self-regulatory agencies selling shareholders shares short selling solicitation specialist specific staff STAGGERS standards stockholders suspend tion transactions violation York Stock Exchange