The Securities Exchange Act of 1934

action amended application arbitrage bank broker or dealer brokers and dealers certificates certificates of deposit civil liability Commission is authorized Commission may prescribe contract corporation court directly or indirectly director enforce equity security Exchange Commission exchange members exempted securities EXPLANATION This section false or misleading Federal Reserve Board Federal Reserve System Federal Trade Commission filed interstate commerce issued issuer jurisdiction LAW SEC loan value mails manipulative margin requirements ment misleading statement national securities exchange necessary or appropriate officer over-the-counter markets permit person suing prescribe as necessary prohibited prospectus protection of investors provisions public interest purpose registered securities registration statement regulations thereunder rule or regulation rules and regulations section 12 Securities Act Securities and Exchange Securities Exchange Act security registered sell short sales specified stockholders stop loss orders strike suits term thereof tion underwriter United unlawful unless unlisted trading privileges violation wash sales