General Rules and Regulations Under the Securities Exchange Act of 1934, as AmendedU.S. Government Printing Office, 1962 |
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Página ix
... shares of stock and restricted stock options under certain stock bonus , stock option or similar plans ... 16b - 4 . Exemption from section 16 ( b ) of certain transactions by public utility holding companies and subsidiaries thereof ...
... shares of stock and restricted stock options under certain stock bonus , stock option or similar plans ... 16b - 4 . Exemption from section 16 ( b ) of certain transactions by public utility holding companies and subsidiaries thereof ...
Página 11
... stock option plan involving only " restricted stock options " as defined in section 421 of the Internal Revenue Code ; or ( 2 ) a savings , investment or stock purchase plan providing for both ( A ) periodic payments ( or payroll deduc ...
... stock option plan involving only " restricted stock options " as defined in section 421 of the Internal Revenue Code ; or ( 2 ) a savings , investment or stock purchase plan providing for both ( A ) periodic payments ( or payroll deduc ...
Página 74
... Shares of Stock and Restricted Stock Options Under Certain Stock Bonus , Stock Option or Similar Plans . Any acquisition of shares of stock ( other than stock acquired upon the exercise of an option , warrant or right ) pursuant to a stock ...
... Shares of Stock and Restricted Stock Options Under Certain Stock Bonus , Stock Option or Similar Plans . Any acquisition of shares of stock ( other than stock acquired upon the exercise of an option , warrant or right ) pursuant to a stock ...
Página 75
... option prices , market value of shares , outstanding shares or per- centages ... stock allocable or options out- standing thereunder to prevent dilution or ... stock option " means a restricted stock option as defined in Section 421 of ...
... option prices , market value of shares , outstanding shares or per- centages ... stock allocable or options out- standing thereunder to prevent dilution or ... stock option " means a restricted stock option as defined in Section 421 of ...
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Términos y frases comunes
action amendment amount annual report application for registration application or report appropriate becomes effective behalf beneficial owner broker or dealer business day cation certificates Commission curities deemed device or contrivance directly or indirectly director or officer distribution document effective date equity security exempt security filed pursuant financial statements fiscal form of proxy furnish hypothecation indebtedness issuer lien listed and registered market value means ment merger or consolidation national securities ex national securities exchange operation of section options otherwise paragraph participant partner period prior promptly proxy statement pursuant to Rule pursuant to section record registration statement reports pursuant restricted stock section 16 Securities Act securities association securities carried security holders sion specified stock option suant subordination agreement subparagraph subsidiary syndicate or group term thereto tion transaction trust unless unlisted trading privileges vote voting trust warrants or rights