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INVESTOR PROTECTION

HEARINGS

BEFORE A

SUBCOMMITTEE OF THE

COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE

HOUSE OF REPRESENTATIVES

EIGHTY-EIGHTH CONGRESS

FIRST SESSION

ON

H.R. 6789, H.R. 6793, S. 1642 BILLS TO AMEND THE SECURITIES ACT OF 1933, AS AMENDED, AND THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, TO EXTEND DISCLOSURE REQUIREMENTS TO THE ISSUERS OF ADDITIONAL PUBLICLY TRADED SECURITIES, TO PROVIDE FOR IMPROVED QUALIFICATION AND DISCIPLINARY PROCEDURES FOR REGISTERED BROKERS AND DEALERS, AND FOR

OTHER PURPOSES

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INVESTOR PROTECTION

HEARINGS

BEFORE A

SUBCOMMITTEE OF THE

COMMITTEE ON
INTERSTATE AND FOREIGN COMMERCE

HOUSE OF REPRESENTATIVES

EIGHTY-EIGHTH CONGRESS

FIRST SESSION

ON

H.R. 6789, H.R. 6793, S. 1642
BILLS TO AMEND THE SECURITIES ACT OF 1933, AS AMENDED,
AND THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED,
TO EXTEND DISCLOSURE REQUIREMENTS TO THE ISSUERS
OF ADDITIONAL PUBLICLY TRADED SECURITIES, TO PROVIDE
FOR IMPROVED QUALIFICATION AND DISCIPLINARY PROCE-
DURES FOR REGISTERED BROKERS AND DEALERS, AND FOR

OTHER PURPOSES

APRIL 3; NOVEMBER 19, 20, 21, 1963

Printed for the use of the
Committee on Interstate and Foreign Commerce

U.S. GOVERNMENT PRINTING OFFICE

WASHINGTON : 1964

3-738

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