INVESTOR PROTECTION HEARINGS BEFORE A SUBCOMMITTEE OF THE COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HOUSE OF REPRESENTATIVES EIGHTY-EIGHTH CONGRESS FIRST SESSION ON H.R. 6789, H.R. 6793, S. 1642 BILLS TO AMEND THE SECURITIES ACT OF 1933, AS AMENDED, AND THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, TO EXTEND DISCLOSURE REQUIREMENTS TO THE ISSUERS OF ADDITIONAL PUBLICLY TRADED SECURITIES, TO PROVIDE FOR IMPROVED QUALIFICATION AND DISCIPLINARY PROCEDURES FOR REGISTERED BROKERS AND DEALERS, AND FOR INVESTOR PROTECTION HEARINGS BEFORE A SUBCOMMITTEE OF THE COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE HOUSE OF REPRESENTATIVES EIGHTY-EIGHTH CONGRESS FIRST SESSION ON H.R. 6789, H.R. 6793, S. 1642 BILLS TO AMEND THE SECURITIES ACT OF 1933, AS AMENDED, COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE OREN HARRIS, Arkansas, Chairman JOHN BELL WILLIAMS, Mississippi SAMUEL N. FRIEDEL, Maryland TORBERT H. MACDONALD, Massachusetts GEORGE M. RHODES, Pennsylvania JOHN JARMAN, Oklahoma LEO W. O'BRIEN, New York JOHN E. MOSS, California ROBERT W. HEMPHILL, South Carolina HORACE R. KORNEGAY, North Carolina LIONEL VAN DEERLIN, California ANDREW STEVENSON KURT BORCHARDT JOHN B. BENNETT, Michigan J. ARTHUR YOUNGER, California ANCHER NELSEN, Minnesota HASTINGS KEITH, Massachusetts WILLARD S. CURTIN, Pennsylvania W. E. WILLIAMSON, Clerk Professional Staff GEORGE W. PERRY JAMES M. MENGER, JR. |