Commission to make a study and investigation of the adequacy, for the protection of investors, of the rules of national securities exchanges and national securities associations, including rules for the expulsion, suspension, or disciplining of a member... Investor Protection: Hearings Before a Subcommittee of the Committee on ... - Página 19por United States. Congress. House. Committee on Interstate and Foreign Commerce, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1964 - 1418 páginasVista completa - Acerca de este libro
| United States. Congress. House. Committee on Appropriations - 1961 - 966 páginas
...Congress. This resolution authorizes and directs the Commission to make a study and investigation of the adequacy, for the protection of investors, of...inconsistent with just and equitable principles of trade. The resolution includes also the following: (1) The Commission shall report to the Congress on or before... | |
| United States. Congress. House Appropriations - 1961 - 1134 páginas
...THOMAS. This resolution authorizes and directs the Commission to make a study and investigation of the adequacy, for the protection of investors, of...inconsistent with just and equitable principles of trade. Mr. CART. Yes, sir. Mr. THOMAS. That reminds me of the National Science Foundation's basic authority.... | |
| United States. Congress. House. Committee on Appropriations - 1961 - 964 páginas
...Congress. This resolution authorizes and directs the Commission to make a study and investigation of the adequacy, for the protection of investors, of...exchanges and national securities associations, including mles for the expulsion, suspension, or disciplining of a member for conduct inconsistent with just... | |
| 1961 - 802 páginas
...authorize and direct the Securities and Exchange Commission to conduct a study and Investigation of the adequacy, for the protection of investors, of...securities exchanges and national securities associations. To amend the Small Business Act to increase by J.20,000,000 the amount available for regular business... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1961 - 190 páginas
...authorizeand direct the Securities and Exchange Commission to conduct a study and investigation of the adequacy, for the protection of investors, of...national securities; exchanges and national securities association» Resolved by the Senate ana House of Representatives of the United States of' America... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1962 - 254 páginas
...authorize and direct the Securities and Exchange Commission to conduct a study and investigation of the adequacy, for the protection of investors, of...securities exchanges and national securities associations HISTORY OF LEGISLATION House Joint Resolution 438 was introduced on June 1, 1961, by Mr, Mack. The... | |
| United States. Congress. Senate. Committee on Appropriations - 1962 - 488 páginas
...Exchange Commission to conduct a study and investigation of the adequacy, for the protection of the investors, of the rules of national securities exchanges and national securities associations. The law requires also that the Commission report to the Congress on or before April 3, 1963, the results... | |
| United States. Congress. House. Appropriations - 1962 - 528 páginas
...Exchange Commission to conduct a study and investigation of the adequacy, for the protection of the investors, of the rules of national securities exchanges and national securities associations. The law requires also that the Commission report to the Congress on or before April 3, 1963, the results... | |
| United States. Congress. Senate. Committee on Appropriations - 1962 - 1584 páginas
...Exchange Commission to conduct a study and investigation of the adequacy, for the protection of the Investors, of the rules of national securities exchanges and national securities associations. The law requires also that the Commission report to the Congres on or before April 3, 1963, the results... | |
| |