 ... interest in the question of termination or suspension of such unlisted trading privileges, or on its own motion, the Commission shall by order terminate, or suspend for a period not exceeding twelve months, such unlisted trading privileges for such...  Investor Protection: Hearings Before a Subcommittee of the Committee on ... - Página 38por United States. Congress. House. Committee on Interstate and Foreign Commerce, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1964 - 1418 páginasVista completa - Acerca de este libro
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 páginas
...clause (1), (2), (3) or (4) of this subsection, or of any other person having a bona fide interest, or on its own motion, the Commission shall by order...appropriate notice and opportunity for hearing, that by reason of inadequate public distribution of said security in the vicinity of said exchange or of... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 36 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona-fide interest in the question of termination or suspension...motion, the Commission shall by order terminate, or susi-end for a period not exceeding twelve months, such unlisted trading privileges for such security... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 páginas
...other person having a bona fide interest, or on its own motion, the Commission shall by order terminate such unlisted trading privileges for such security...appropriate notice and opportunity for hearing, that public distribution of such security in the vicinity of said exchange or trading activity therein on... | |
 | United States - 1938 - 48 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona-fide interest in the question of termination or suspension...appropriate notice and opportunity for hearing, that by reason of inadequate public distribution of such security in the vicinity of said exchange, or by... | |
 | United States. Securities and Exchange Commission - 1950 - 948 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona-fide interest in the question of termination or suspension...appropriate notice and opportunity for hearing, that by reason of inadequate public distribution of such security in the vicinity of said exchange, or by... | |
 | United States. Securities and Exchange Commission - 1941 - 1192 páginas
...pursuant to this subsection ... or on its own motion, the Commission shall by order terminate . . . such unlisted trading privileges for such security...appropriate notice and opportunity for hearing, that by reason of inadequate public distribution of such security in the vicinity of said exchange, or by... | |
 | United States. Securities and Exchange Commission - 436 páginas
...trading privileges on any exchange have been continued or extended pursuant to this subsection, * * * the Commission shall by order terminate, or suspend for a period not exceeding twelve mouths, such unlisted trading privileges for such security if the Commission finds, after appropriate... | |
 | United States. Securities and Exchange Commission - 1940 - 1176 páginas
...trading privileges on any exchange have been continued or extended pursuant to this subsection * * *, the Commission shall by order terminate, or suspend for a period not exceeding 12 months, such unlisted tradIng privileges for such security if tlie Commission finds, after appropriate... | |
 | United States - 1953 - 1692 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona-flde Yu3p4A D 2K M b Vuꯊ jȧ2o4l f P e z x XN ݤl %4 f .Nt 7... * E+fx # ) θ kP F : G o hF k } J ^5 T Y i by reason of inadequate public distribution of such security in the vicinity of said exchange, or by... | |
 | United States - 1973 - 400 páginas
...or dealer who makes or creates a market for such security, or of any other person having a bona-fide interest in the question of termination or suspension...exceeding twelve months, such unlisted trading privileges lor such security if the Commission finds, after appropriate notice and opportunity for hearing, that... | |
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