 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...M ml sonricp contracts; REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of...any national securities exchange — (a) To effect a short sale of any security registered on a national securities exchange, except in accordance with... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...cause of action accrued. REGULATION OF THE USE OF MANIPULATIVE DEVICES SEO. 9. It shall be unlawful for any person, directly or indirectly, by use of...any national securities exchange — (a) To effect a short sale of any security registered on a national securities exchange, except in accordance with... | |
 | United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...10 (b) and 23 (a) thereof, hereby adopts the following rules: use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — • (1) Pay or offer or agree to pay, directly or indirectly, to any person... | |
 | United States - 1938 - 48 páginas
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility...any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...shall be unlawful for any person, directly or Indirectly, by the use of any means or Instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — • * • • • "(b) To use or employ. In connection with the purchase or... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 páginas
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase... | |
 | United States - 1994 - 1332 páginas
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities m- 5 \ ͪ \ذr % X s ڮqQVO `JM i7 b : W - 3A Tݝ Hn C% a national securities exchange, directly or indirectly by or through a registered broker or dealer... | |
 | United States - 1953 - 1692 páginas
...shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of a short sale, or to use or employ any stop-loss order in connection with the purchase or sale, of any... | |
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It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange... 
