 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...securities through the medium of any such member, directly or indirectly, to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer without collateral or on any collateral other than exempted securities and/or securities registered... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...securities through the medium of any such member, directly or indirectly, to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer without collateral or on any collateral other than exempted securities and/or securities registered... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...securities through the medium of any such member, directly or indirectly to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer — (1) On any security (other than an exempted security) registered on a national securities exchange,... | |
 | United States. Securities and Exchange Commission - 1950 - 948 páginas
...securities through the medium of any such member, directly or indirectly to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer — (1) On any security (other than an exempted security) registered on a national securities exchange,... | |
 | United States - 1938 - 48 páginas
...securities through the medium of any such member, directly or indirectly to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer — (1) On any security (other than an exempted security) registered on a national securities exchange,... | |
 | United States - 1953 - 1692 páginas
...securities through the medium of any such member, directly or indirectly to extend or maintain credit or ything herein contained be construed to prohibit any common carrier subje — (1) On any security (other than an exempted security) registered on a national securities exchange,... | |
 | United States - 2000 - 1216 páginas
...securities exchange or any broker or dealer, directly or indirectly, to extend or maintain credit or arrange for the extension or maintenance of credit to or for any customer— "(1) on any security (other than an exempted security), in contravention of the rules and regulations... | |
 | 1971 - 592 páginas
...such mistake. § 220.7 Miscellaneous provisions. (a) Arranging for loans by others. A creditor may arrange for the extension or maintenance of credit to or for any customer of such creditor by any person upon the same terms and conditions as those upon which the creditor,... | |
 | 2000 - 852 páginas
...treated as if the security is a margin security. (g) Arranging for loans by others. A creditor may arrange for the extension or maintenance of credit to or for any customer by any person, provided the creditor does not willfully arrange credit that violates parts 221 or 224... | |
 | 2002 - 1006 páginas
...exception not applicable here, §220.7(a) of Regulation Т provides that: A creditor [broker or dealer] may arrange for the extension or maintenance of credit to or for any customer of such creditor by any person upon the same terms and conditionas those upon which the creditor, under... | |
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It shall be unlawful for any member of a national securities exchange or any broker or dealer who transacts a business in securities through the medium of any such member, directly or indirectly to extend or maintain credit or arrange for the extension... 
