Annual Report of the SEC.U.S. Government Printing Office |
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Página 85
... SEC Docket 334 . 2 Securities Exchange Act Release No. 16889 ( June 11 , 1980 ) , 20 SEC Docket 353 . 3 Securities Exchange Act Release No. 13662 ( June 23 , 1977 ) , 12 SEC ... 28 Securities Exchange Act Release No. 16977 ( July 10 85.
... SEC Docket 334 . 2 Securities Exchange Act Release No. 16889 ( June 11 , 1980 ) , 20 SEC Docket 353 . 3 Securities Exchange Act Release No. 13662 ( June 23 , 1977 ) , 12 SEC ... 28 Securities Exchange Act Release No. 16977 ( July 10 85.
Página 86
United States. Securities and Exchange Commission. 28 Securities Exchange Act Release No. 16977 ( July 10 , 1980 ) , 20 SEC Docket 640 . 29 Securities Exchange Act Release No. 16495 ( January 15 , 1980 ) , 19 SEC Docket 332 . 30 Securities ...
United States. Securities and Exchange Commission. 28 Securities Exchange Act Release No. 16977 ( July 10 , 1980 ) , 20 SEC Docket 640 . 29 Securities Exchange Act Release No. 16495 ( January 15 , 1980 ) , 19 SEC Docket 332 . 30 Securities ...
Página 87
United States. Securities and Exchange Commission. 58 Securities Exchange Act Release No. 17258 ( October 30 , 1980 ) , 21 SEC Docket 347 . 59 Securities Act Release No. 6231 ( Sep- tember 2 , 1980 ) , 20 SEC Docket ... 28 , 1977 ) , 12 SEC ...
United States. Securities and Exchange Commission. 58 Securities Exchange Act Release No. 17258 ( October 30 , 1980 ) , 21 SEC Docket 347 . 59 Securities Act Release No. 6231 ( Sep- tember 2 , 1980 ) , 20 SEC Docket ... 28 , 1977 ) , 12 SEC ...
Página 88
... SEC Docket 1268 . 106 Investment Company Act Release No. 11193 ( June 2 , 1980 ) , 20 SEC Docket 274 . 107 Investment Company Act Release No. 11414 ( October 28 , 1980 ) , 21 SEC Docket 324 . 108 Investment Company Act Release No. 11421 ...
... SEC Docket 1268 . 106 Investment Company Act Release No. 11193 ( June 2 , 1980 ) , 20 SEC Docket 274 . 107 Investment Company Act Release No. 11414 ( October 28 , 1980 ) , 21 SEC Docket 324 . 108 Investment Company Act Release No. 11421 ...
Página 89
... 28 , 1980 ) , 20 SEC Docket 1352 . 150 SEC v . Philip R. Cohn and David E. Lyon , Civ . Act . No. 80-0052F ( D.C. Mass . ) , Litigation Release ... SEC Docket 61 . Appendix THE SECURITIES INDUSTRY Income , Expenses and Selected Balance 89.
... 28 , 1980 ) , 20 SEC Docket 1352 . 150 SEC v . Philip R. Cohn and David E. Lyon , Civ . Act . No. 80-0052F ( D.C. Mass . ) , Litigation Release ... SEC Docket 61 . Appendix THE SECURITIES INDUSTRY Income , Expenses and Selected Balance 89.
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange