Annual Report of the SEC.U.S. Government Printing Office |
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Página iii
... Board Statement No. 33 , concerning the effects of changing prices , is an example of such an innovative private - sector approach to disclosure . Similarly , the growth of two similar but separate corporate disclosure systems over 46 ...
... Board Statement No. 33 , concerning the effects of changing prices , is an example of such an innovative private - sector approach to disclosure . Similarly , the growth of two similar but separate corporate disclosure systems over 46 ...
Página vi
... boards . In addition , however , to the changes in the Commission's proxy rules previously adopted as an outgrowth of ... board trading restrictions to newly - listed securities . In adopting Rule 19c - 3 last June , the Commission hoped ...
... boards . In addition , however , to the changes in the Commission's proxy rules previously adopted as an outgrowth of ... board trading restrictions to newly - listed securities . In adopting Rule 19c - 3 last June , the Commission hoped ...
Página 11
... Board of Norton Simon , Inc. In July of 1970 , Mr. Williams became Dean and Professor of Management of the UCLA Graduate School of Management . During his administra- tion , the School achieved national ranking , including recognition ...
... Board of Norton Simon , Inc. In July of 1970 , Mr. Williams became Dean and Professor of Management of the UCLA Graduate School of Management . During his administra- tion , the School achieved national ranking , including recognition ...
Página 1
... board trading restrictions to certain securities that become ex- change - listed after April 26 , 1979 , including those securities which had been listed previously , but failed to re- main so . In its release adopting Rule 19c - 3 ...
... board trading restrictions to certain securities that become ex- change - listed after April 26 , 1979 , including those securities which had been listed previously , but failed to re- main so . In its release adopting Rule 19c - 3 ...
Página 8
... Board Options Exchange ( CBOE ) proposal to trade options on Government National Mortgage Associ- ation modified pass - through certificates ( GNMA ) .25 At the end of the fiscal year , the Commission was actively reviewing these ...
... Board Options Exchange ( CBOE ) proposal to trade options on Government National Mortgage Associ- ation modified pass - through certificates ( GNMA ) .25 At the end of the fiscal year , the Commission was actively reviewing these ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange