Annual Report of the SEC.U.S. Government Printing Office |
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Página 94
... Dollars ) Table 2 HISTORICAL CONSOLIDATED REVENUE AND EXPENSES OF BROKER -. A. Revenues 1. Securities Commissions 2. Gain ( Loss ) in Trading 3. Gain ( Loss ) in Investments 4. Profit ( Loss ) From Underwriting and Selling Groups 5 ...
... Dollars ) Table 2 HISTORICAL CONSOLIDATED REVENUE AND EXPENSES OF BROKER -. A. Revenues 1. Securities Commissions 2. Gain ( Loss ) in Trading 3. Gain ( Loss ) in Investments 4. Profit ( Loss ) From Underwriting and Selling Groups 5 ...
Página 95
... Dollars ) 1970 1971 1972 1973 1974 1975 1976 1977 1978 R 1979P Revenues 1. Securities Commissions 2. Gain ( Loss ) on Firm Securities Trading and Investment $ 2,267 $ 3,287 $ 3,404 $ 2,816 $ 2,438 $ 3 , 220 $ 3,516 $ 2,984 $ 3,964 ...
... Dollars ) 1970 1971 1972 1973 1974 1975 1976 1977 1978 R 1979P Revenues 1. Securities Commissions 2. Gain ( Loss ) on Firm Securities Trading and Investment $ 2,267 $ 3,287 $ 3,404 $ 2,816 $ 2,438 $ 3 , 220 $ 3,516 $ 2,984 $ 3,964 ...
Página 96
... Dollars ) 1972 $ 1,162 $ 1,221 $ 1,281 $ 1,139 $ 3,382 3,547 4,314 3,270 7,077 9,644 13,373 9,056 $ 23,484 $ 27,925 ... Dollar : 1979 Securities commissons accounted for 31.8 cents of each dollar produced by the securities industry ...
... Dollars ) 1972 $ 1,162 $ 1,221 $ 1,281 $ 1,139 $ 3,382 3,547 4,314 3,270 7,077 9,644 13,373 9,056 $ 23,484 $ 27,925 ... Dollar : 1979 Securities commissons accounted for 31.8 cents of each dollar produced by the securities industry ...
Página 106
... Dollars ) ASE BSE CBOE CSE ISE1 MSE 2 NASD3 NYSE PSE PHLX SSE Total Total Assets 1975 20,062 4,215 20,060 218 1976 22,554 8,608 21,991 374 1977 26,996 10,627 23,331 383 1978 30,084 9,413 25,605 320 r 1979 31,855 19,503 25,294 450 33888 ...
... Dollars ) ASE BSE CBOE CSE ISE1 MSE 2 NASD3 NYSE PSE PHLX SSE Total Total Assets 1975 20,062 4,215 20,060 218 1976 22,554 8,608 21,991 374 1977 26,996 10,627 23,331 383 1978 30,084 9,413 25,605 320 r 1979 31,855 19,503 25,294 450 33888 ...
Página 107
... Dollars ) 1975R 1976A 1977A 1978R 1979 REVENUES Commission Fees / Transaction Revenues 32.844 38,602 37,230 52,086 57,699 Listing Fees 31,709 40,756 42,275 43.109 47,136 Communication Fees 21,794 25,193 30,214 28.265 32,560 Clearing ...
... Dollars ) 1975R 1976A 1977A 1978R 1979 REVENUES Commission Fees / Transaction Revenues 32.844 38,602 37,230 52,086 57,699 Listing Fees 31,709 40,756 42,275 43.109 47,136 Communication Fees 21,794 25,193 30,214 28.265 32,560 Clearing ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange