Annual Report of the SEC.U.S. Government Printing Office |
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... Expenses and Selected Balance Sheet Items Table 1 — Financial Information for Broker - Dealers 1975-1979 ..... Historical Financial Information of Broker - Dealers with Securities Re- lated Revenues of $ 500,000 or More ..... Table 2 ...
... Expenses and Selected Balance Sheet Items Table 1 — Financial Information for Broker - Dealers 1975-1979 ..... Historical Financial Information of Broker - Dealers with Securities Re- lated Revenues of $ 500,000 or More ..... Table 2 ...
Página 34
... expenses , etc. - should be recognized in the financial state- ments and the manner in which recog- nized elements should be measured . In this connection , the Commission be- lieves that the measurement concepts set forth in FAS - 33 ...
... expenses , etc. - should be recognized in the financial state- ments and the manner in which recog- nized elements should be measured . In this connection , the Commission be- lieves that the measurement concepts set forth in FAS - 33 ...
Página 57
... expenses in- curred on the investor's behalf . The complaint also alleged that Parker and Mining omitted to inform investors that : ( 1 ) some purchasers of the investment contracts acquired no interest in any gold concession ; ( 2 ) no ...
... expenses in- curred on the investor's behalf . The complaint also alleged that Parker and Mining omitted to inform investors that : ( 1 ) some purchasers of the investment contracts acquired no interest in any gold concession ; ( 2 ) no ...
Página 59
... expenses , high transac- tion costs , and investment losses due to a leveraged condition in the Fundpack portfolio during stock market declines . The switching program permitted and encouraged the Funds ' shareholders to transfer their ...
... expenses , high transac- tion costs , and investment losses due to a leveraged condition in the Fundpack portfolio during stock market declines . The switching program permitted and encouraged the Funds ' shareholders to transfer their ...
Página 89
... 161 SEC v . lan T. Allison , et al . , Civ . Act . No. 80-2465 ( D.D.C. ) , Litigation Release No. 9188 ( September 29 , 1980 ) , 21 SEC Docket 61 . Appendix THE SECURITIES INDUSTRY Income , Expenses and Selected Balance 89.
... 161 SEC v . lan T. Allison , et al . , Civ . Act . No. 80-2465 ( D.D.C. ) , Litigation Release No. 9188 ( September 29 , 1980 ) , 21 SEC Docket 61 . Appendix THE SECURITIES INDUSTRY Income , Expenses and Selected Balance 89.
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