Annual Report of the SEC.U.S. Government Printing Office |
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Página vi
... June , the Commission hoped to foster , among other things , a valuable experiment in competition between exchange and over - the - counter market makers . In order to be in a position to assess this experience - and to take appropriate ...
... June , the Commission hoped to foster , among other things , a valuable experiment in competition between exchange and over - the - counter market makers . In order to be in a position to assess this experience - and to take appropriate ...
Página 7
... June 5 1982 1984 1983 1981 1985 Secretary : George A. Fitzsimmons Executive Assistant to the Chairman : Daniel L. Goelzer Principal Staff Officers Benjamin Milk , Executive Director George G. Kundahl , Deputy Executive Director Edward F ...
... June 5 1982 1984 1983 1981 1985 Secretary : George A. Fitzsimmons Executive Assistant to the Chairman : Daniel L. Goelzer Principal Staff Officers Benjamin Milk , Executive Director George G. Kundahl , Deputy Executive Director Edward F ...
Página 12
... June 11 , 1915 . He received an A.B. degree , with highest honors , from Princeton University in 1938 and an LL.B. degree , cum laude , from Yale Law School in 1941 , where he was a Law Journal editor . Prior to joining the staff of the ...
... June 11 , 1915 . He received an A.B. degree , with highest honors , from Princeton University in 1938 and an LL.B. degree , cum laude , from Yale Law School in 1941 , where he was a Law Journal editor . Prior to joining the staff of the ...
Página 13
... June 1971 Commissioner Evans was mi- nority staff director of the U.S. Senate Committee on Banking , Housing and Urban Affairs and served as a member or the professional staff from June 1971 to March 1973. He took office as a member of ...
... June 1971 Commissioner Evans was mi- nority staff director of the U.S. Senate Committee on Banking , Housing and Urban Affairs and served as a member or the professional staff from June 1971 to March 1973. He took office as a member of ...
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... 1965 to the present . Mr. Friedman took the oath of office as a member of the Securities and Exchange Com- mission on April 14 , 1980 , for the term expiring on June 5 , 1981 . Barbara S. Thomas Commissioner Thomas was born December 28 ,
... 1965 to the present . Mr. Friedman took the oath of office as a member of the Securities and Exchange Com- mission on April 14 , 1980 , for the term expiring on June 5 , 1981 . Barbara S. Thomas Commissioner Thomas was born December 28 ,
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange