Annual Report of the SEC.U.S. Government Printing Office |
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Página 88
... Release No. 10944 ( November 16 , 1979 ) , 18 SEC Docket 1027 . 104 Investment Company Act Release No. 10938 ... Litigation Release No. 9167 ( August 28 , 1980 ) , 20 SEC Dock- et 1352 . 112 SEC v . lan T. Allison , et al . , Civ . Act ...
... Release No. 10944 ( November 16 , 1979 ) , 18 SEC Docket 1027 . 104 Investment Company Act Release No. 10938 ... Litigation Release No. 9167 ( August 28 , 1980 ) , 20 SEC Dock- et 1352 . 112 SEC v . lan T. Allison , et al . , Civ . Act ...
Página 89
... Litigation Release No. 9039 ( March 19 , 1980 ) , 19 SEC Docket 972 . 140 SEC v . Irving Cohen , et al . , C.A. No. 80-0853 ( D.D.C. April 2 , 1980 ) , Litigation Release No. 9050 ( April 2 , 1980 ) , 19 SEC Docket 1154 . 141 SEC v ...
... Litigation Release No. 9039 ( March 19 , 1980 ) , 19 SEC Docket 972 . 140 SEC v . Irving Cohen , et al . , C.A. No. 80-0853 ( D.D.C. April 2 , 1980 ) , Litigation Release No. 9050 ( April 2 , 1980 ) , 19 SEC Docket 1154 . 141 SEC v ...
Página 87
... release such information . While this procedure existed informally for a ... litigation , proxy con- test or other adversary situations . Finally , the ... Release No. 16888 ( July 87.
... release such information . While this procedure existed informally for a ... litigation , proxy con- test or other adversary situations . Finally , the ... Release No. 16888 ( July 87.
Página 92
... Release No. 11675 ( March 9 , 1981 ) , 22 SEC Docket 444 . 141 Investment Company Act Release No. 11703 ( March 26 ... Litigation Release No. 9317 ( March 8 , 1981 ) , 22 SEC Docket 461 . 148 SEC v . Banca Della Svizzera Italiana , et al ...
... Release No. 11675 ( March 9 , 1981 ) , 22 SEC Docket 444 . 141 Investment Company Act Release No. 11703 ( March 26 ... Litigation Release No. 9317 ( March 8 , 1981 ) , 22 SEC Docket 461 . 148 SEC v . Banca Della Svizzera Italiana , et al ...
Página 93
... Release No. 6319 ( June 2 , 1981 ) , 22 SEC Docket 1198 . 174 SEC v . The Investment Bankers , Inc. , et al . , Civ . Act . No. 81-1203 ( D. Col. ) , Litigation Release No. 9402 ( July 23 , 1981 ) , 23 SEC Docket 166 . 175 In the Matter ...
... Release No. 6319 ( June 2 , 1981 ) , 22 SEC Docket 1198 . 174 SEC v . The Investment Bankers , Inc. , et al . , Civ . Act . No. 81-1203 ( D. Col. ) , Litigation Release No. 9402 ( July 23 , 1981 ) , 23 SEC Docket 166 . 175 In the Matter ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange