Annual Report of the SEC.U.S. Government Printing Office |
Dentro del libro
Resultados 1-5 de 100
Página iii
... management's discussion and analysis . Often , that has meant fostering private - sector innovation and allowing ... managers and directors , especially independent directors . In addition to these philosophical reasons calling for ...
... management's discussion and analysis . Often , that has meant fostering private - sector innovation and allowing ... managers and directors , especially independent directors . In addition to these philosophical reasons calling for ...
Página x
... management decisions . To pursue this effort , the Investment Company Act Study Group was established in the Division of Investment Management during fiscal year 1978. The Group has been at work since that time , reviewing the complex ...
... management decisions . To pursue this effort , the Investment Company Act Study Group was established in the Division of Investment Management during fiscal year 1978. The Group has been at work since that time , reviewing the complex ...
Página xi
... managers , an automated position tracking system , an automated Case Activity Tracking System , new financial controls , and systematic management reviews . An internal audit function was established at the Commission for the first time ...
... managers , an automated position tracking system , an automated Case Activity Tracking System , new financial controls , and systematic management reviews . An internal audit function was established at the Commission for the first time ...
Página xii
... management development ; upgrades of data processing and information storage and retrieval systems have brought state - of - the - art technology to those important areas of Commission operations ; and programs to strengthen both ...
... management development ; upgrades of data processing and information storage and retrieval systems have brought state - of - the - art technology to those important areas of Commission operations ; and programs to strengthen both ...
Página 11
... Management of the UCLA Graduate School of Management . During his administra- tion , the School achieved national ranking , including recognition as the leading graduate business school in a public university . During the 1973 energy ...
... Management of the UCLA Graduate School of Management . During his administra- tion , the School achieved national ranking , including recognition as the leading graduate business school in a public university . During the 1973 energy ...
Otras ediciones - Ver todas
Términos y frases comunes
28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange