Annual Report of the SEC.U.S. Government Printing Office |
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Página i
... matters should be viewed as illustrative of our on - going efforts to continue to merit the reputation for excellence in public service which this Agency has earned over nearly half - a - century . When this Annual Report is published ...
... matters should be viewed as illustrative of our on - going efforts to continue to merit the reputation for excellence in public service which this Agency has earned over nearly half - a - century . When this Annual Report is published ...
Página ii
... matter . Little thought is given to refocusing the debate : The issue should not be framed solely as one involving the appropriateness or degree of governmental involvement . Rather , we should first focus on the legitimate needs and ...
... matter . Little thought is given to refocusing the debate : The issue should not be framed solely as one involving the appropriateness or degree of governmental involvement . Rather , we should first focus on the legitimate needs and ...
Página iii
... matters where they belong - on investment company managers and directors , especially independent directors . In addition to these philosophical reasons calling for Commission sensitivity and critical self - examination , budgetary and ...
... matters where they belong - on investment company managers and directors , especially independent directors . In addition to these philosophical reasons calling for Commission sensitivity and critical self - examination , budgetary and ...
Página vi
... matter , the Commission actively participated , during the fiscal year , in the development of The Small Business Investment Incentive Act of 1980. Signed into law on October 21 , 1980 , the Act effects a number of statutory changes ...
... matter , the Commission actively participated , during the fiscal year , in the development of The Small Business Investment Incentive Act of 1980. Signed into law on October 21 , 1980 , the Act effects a number of statutory changes ...
Página viii
... Matters In August , 1980 , the Commission submitted to the Congress the third of its series of reports on The Accounting Profession and the Commission's Oversight Role . These reports have played a key part in the Commission's efforts ...
... Matters In August , 1980 , the Commission submitted to the Congress the third of its series of reports on The Accounting Profession and the Commission's Oversight Role . These reports have played a key part in the Commission's efforts ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange