Annual Report of the SEC.U.S. Government Printing Office |
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Página iv
... securities markets themselves had grown enormously , becoming infinitely more complex and outstripping the ... Act of 1933 , and then added requirements for continuous disclosure of corporate information as part of the Securities ...
... securities markets themselves had grown enormously , becoming infinitely more complex and outstripping the ... Act of 1933 , and then added requirements for continuous disclosure of corporate information as part of the Securities ...
Página 19
... securities markets oper- ate in an environment in which full and accurate material information about publicly traded companies is available to all interested investors . During the fiscal year , the prime ... Securities Act disclosure 19.
... securities markets oper- ate in an environment in which full and accurate material information about publicly traded companies is available to all interested investors . During the fiscal year , the prime ... Securities Act disclosure 19.
Página 20
United States. Securities and Exchange Commission. account for the shift in emphasis from Securities Act disclosure to the continu- ous disclosure documents filed under the Exchange Act . Revisions of Form 10 - K - During the one - week ...
United States. Securities and Exchange Commission. account for the shift in emphasis from Securities Act disclosure to the continu- ous disclosure documents filed under the Exchange Act . Revisions of Form 10 - K - During the one - week ...
Página 21
... securities laws , to give fuller recognition to the accounting standard- setting efforts of the private sector and ... Act registra- tion statement , an Exchange Act peri- odic report , or an annual report mailed to security holders ...
... securities laws , to give fuller recognition to the accounting standard- setting efforts of the private sector and ... Act registra- tion statement , an Exchange Act peri- odic report , or an annual report mailed to security holders ...
Página 22
... securities to be offered to employees pursuant to certain plans.66 Comments ... Act reports . In February 1980 , after analyzing the comments , the ... Securities Act registration form which utilizes Exchange Act periodic reports for ...
... securities to be offered to employees pursuant to certain plans.66 Comments ... Act reports . In February 1980 , after analyzing the comments , the ... Securities Act registration form which utilizes Exchange Act periodic reports for ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange