Annual Report of the SEC.U.S. Government Printing Office |
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... Stock Transactions of Selected Financial Institutions 114 Table 14 - Common Stock Transactions and Activity Rates of Se- lected Financial Institutions 115 Stockholdings of Institutional Investors and Others 116 .... Table 15 - Market ...
... Stock Transactions of Selected Financial Institutions 114 Table 14 - Common Stock Transactions and Activity Rates of Se- lected Financial Institutions 115 Stockholdings of Institutional Investors and Others 116 .... Table 15 - Market ...
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... Stock Exchange Clear- ing Corporation . 12 Options Trading -As previously re- ported , beginning on July 15 , 1977 , there existed , at the Commission's re- quest , a voluntary moratorium on ex- pansion of the standardized options ...
... Stock Exchange Clear- ing Corporation . 12 Options Trading -As previously re- ported , beginning on July 15 , 1977 , there existed , at the Commission's re- quest , a voluntary moratorium on ex- pansion of the standardized options ...
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... Stock Exchange National Securities Trading System , an automated securi- ties trading market ; compiled and re- ported the results on its Survey of Spe- cialists , which has been conducted over the past five years ; and published a ...
... Stock Exchange National Securities Trading System , an automated securi- ties trading market ; compiled and re- ported the results on its Survey of Spe- cialists , which has been conducted over the past five years ; and published a ...
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... Stock Exchange ( Amex ) ; Boston Stock Exchange ( BSE ) ; Chi- cago Board Options Exchange ( CBOE ) ; Cincinnati Stock Exchange ( CSE ) ; In- termountain Stock Exchange ( ISE ) ; Midwest Stock Exchange ( MSE ) ; New York Stock Exchange ...
... Stock Exchange ( Amex ) ; Boston Stock Exchange ( BSE ) ; Chi- cago Board Options Exchange ( CBOE ) ; Cincinnati Stock Exchange ( CSE ) ; In- termountain Stock Exchange ( ISE ) ; Midwest Stock Exchange ( MSE ) ; New York Stock Exchange ...
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... Stock Clearing Corporation of Philadelphia , Philadelphia Depository Trust Company and Pacific Clearing Corporation . The staff also conducted a joint inspection of Pacific Depository Trust Company ( PSDTC ) with the Board of Governors ...
... Stock Clearing Corporation of Philadelphia , Philadelphia Depository Trust Company and Pacific Clearing Corporation . The staff also conducted a joint inspection of Pacific Depository Trust Company ( PSDTC ) with the Board of Governors ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange