Annual Report of the SEC.U.S. Government Printing Office |
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... Markets The past year saw record trading volume in the Nation's securities markets , placing unprecedented demands upon the industry's trading , clearing , and back office capabilities . For example , volume on the New York Stock Exchange ...
... Markets The past year saw record trading volume in the Nation's securities markets , placing unprecedented demands upon the industry's trading , clearing , and back office capabilities . For example , volume on the New York Stock Exchange ...
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... market system . Among prior industry and Commission accomplishments were the establishment of both the ITS and the all- electronic National Securities Trading System of the Cincinnati Stock Exchange ; the implementation and refinement ...
... market system . Among prior industry and Commission accomplishments were the establishment of both the ITS and the all- electronic National Securities Trading System of the Cincinnati Stock Exchange ; the implementation and refinement ...
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... Securities on Exchanges 122 Exchange Volume 122 Table 21 - Market Value and Volume of Sales of Registered Securi- ties Exchanges 123 NASDAQ Volume 124 Share and Dollar Volume by Exchange . 124 Chart - Market Value of Securities Traded On ...
... Securities on Exchanges 122 Exchange Volume 122 Table 21 - Market Value and Volume of Sales of Registered Securi- ties Exchanges 123 NASDAQ Volume 124 Share and Dollar Volume by Exchange . 124 Chart - Market Value of Securities Traded On ...
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United States. Securities and Exchange Commission. ز Regulation of the Securities Markets The Disclosure System. Securities Markets , Facilities and Trading Natural Market System - During the past fiscal year , continued progress was made ...
United States. Securities and Exchange Commission. ز Regulation of the Securities Markets The Disclosure System. Securities Markets , Facilities and Trading Natural Market System - During the past fiscal year , continued progress was made ...
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... Securities Depository Trust Company may be used for settlement of trades clearing through Boston Stock Exchange Clear- ing Corporation . 12 Options Trading -As previously re- ported , beginning on July 15 , 1977 , there existed , at the ...
... Securities Depository Trust Company may be used for settlement of trades clearing through Boston Stock Exchange Clear- ing Corporation . 12 Options Trading -As previously re- ported , beginning on July 15 , 1977 , there existed , at the ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange