Annual Report of the SEC.U.S. Government Printing Office |
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... Table 1 — Financial Information for Broker - Dealers 1975-1979 ..... Historical Financial Information of Broker - Dealers with Securities Re- lated Revenues of $ 500,000 or More ..... Table 2- Historical Consolidated Revenue and ...
... Table 1 — Financial Information for Broker - Dealers 1975-1979 ..... Historical Financial Information of Broker - Dealers with Securities Re- lated Revenues of $ 500,000 or More ..... Table 2- Historical Consolidated Revenue and ...
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... Table 18 - New Investment Company Registrations . 120 Table 19 - Investment Company Registrations Terminated 120 Private Noninsured Pension Funds : Assets .... 121 Table 20 - Assets of Private Noninsured Pension Funds . 121 Securities ...
... Table 18 - New Investment Company Registrations . 120 Table 19 - Investment Company Registrations Terminated 120 Private Noninsured Pension Funds : Assets .... 121 Table 20 - Assets of Private Noninsured Pension Funds . 121 Securities ...
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... Table 37 - Public Utility Holding Company Systems 145 Table 38 - Key Financial Statistics of Registered Public Utility Hold- ing Company Systems .... 145 Table 39 - Public Financing of Holding Company Systems - Fiscal 1980 146 Fuel ...
... Table 37 - Public Utility Holding Company Systems 145 Table 38 - Key Financial Statistics of Registered Public Utility Hold- ing Company Systems .... 145 Table 39 - Public Financing of Holding Company Systems - Fiscal 1980 146 Fuel ...
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... Table 37 in the Appendix lists the systems and Ta- ble 38 lists their aggregate assets and operating revenues . Financing During fiscal year 1980 , approxi- mately $ 3.5 billion of senior securities and common stock financing of the 14 ...
... Table 37 in the Appendix lists the systems and Ta- ble 38 lists their aggregate assets and operating revenues . Financing During fiscal year 1980 , approxi- mately $ 3.5 billion of senior securities and common stock financing of the 14 ...
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United States. Securities and Exchange Commission. Table 4 BROKERS AND DEALERS REGISTERED UNDER THE SECURITIES ACT OF 1934- EFFECTIVE REGISTRANTS AS OF SEPTEMBER 30 , 1980 ... Table 5 PRINCIPAL BUSINESS OF SECO BROKER - DEALERS Fiscal 100.
United States. Securities and Exchange Commission. Table 4 BROKERS AND DEALERS REGISTERED UNDER THE SECURITIES ACT OF 1934- EFFECTIVE REGISTRANTS AS OF SEPTEMBER 30 , 1980 ... Table 5 PRINCIPAL BUSINESS OF SECO BROKER - DEALERS Fiscal 100.
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange