Annual Report of the SEC.U.S. Government Printing Office |
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... York Stock Exchange alone totaled 11.4 billion shares during calendar year 1980 , a figure 40 percent greater than the year before , and close to four times what it was only 10 years ago . The other exchanges and the over - the ...
... York Stock Exchange alone totaled 11.4 billion shares during calendar year 1980 , a figure 40 percent greater than the year before , and close to four times what it was only 10 years ago . The other exchanges and the over - the ...
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... York BARBARA S. THOMAS of New York Term expires June 5 1982 1984 1983 1981 1985 Secretary : George A. Fitzsimmons Executive Assistant to the Chairman : Daniel L. Goelzer Principal Staff Officers Benjamin Milk , Executive Director George ...
... York BARBARA S. THOMAS of New York Term expires June 5 1982 1984 1983 1981 1985 Secretary : George A. Fitzsimmons Executive Assistant to the Chairman : Daniel L. Goelzer Principal Staff Officers Benjamin Milk , Executive Director George ...
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... York , New York 10007 . Region 2. Massachusetts , Connecticut , Rhode Island , Vermont , New Hampshire , Maine . — Willis H. Riccio , 150 Causeway St. , Boston , Massachusetts 02114 . Region 3. Tennessee , Virgin Islands , Puerto Rico ...
... York , New York 10007 . Region 2. Massachusetts , Connecticut , Rhode Island , Vermont , New Hampshire , Maine . — Willis H. Riccio , 150 Causeway St. , Boston , Massachusetts 02114 . Region 3. Tennessee , Virgin Islands , Puerto Rico ...
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... York City . In 1959 he received an AB , magna cum laude , from Princeton University where he majored in public and international affairs ( Woodrow Wilson School ) . He graduated from Harvard Law School , LL.B. 1962 , magna cum laude ...
... York City . In 1959 he received an AB , magna cum laude , from Princeton University where he majored in public and international affairs ( Woodrow Wilson School ) . He graduated from Harvard Law School , LL.B. 1962 , magna cum laude ...
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... York University Law Review . A John Norton Pomroy Scholar , she received the Jefferson Davis Prize in Public Law ... York from September 1969 to April 1973 when she joined the firm of Kaye , Scholer , Fierman , Hays & Handler , also of ...
... York University Law Review . A John Norton Pomroy Scholar , she received the Jefferson Davis Prize in Public Law ... York from September 1969 to April 1973 when she joined the firm of Kaye , Scholer , Fierman , Hays & Handler , also of ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange