Annual Report of the SEC.U.S. Government Printing Office |
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Página iii
... activities — such as its inspection , market surveillance , and enforcement programs - which are central to ensuring honest and healthy securities markets . At the same time , however , the Commission recognizes its responsibility to ...
... activities — such as its inspection , market surveillance , and enforcement programs - which are central to ensuring honest and healthy securities markets . At the same time , however , the Commission recognizes its responsibility to ...
Página ix
... activities of oil and gas producers . In August , 1978 , the Commission announced its intention to begin a period of experimentation looking towards the development of a method of Reserve Recognition Accounting ( RRA ) to replace both ...
... activities of oil and gas producers . In August , 1978 , the Commission announced its intention to begin a period of experimentation looking towards the development of a method of Reserve Recognition Accounting ( RRA ) to replace both ...
Página x
... activities and made further progress on its Conceptual Framework Project . With these actions regarding RRA , the Commission thus again displayed its willingness to experiment in an emerging area , to recognize the limitations of what ...
... activities and made further progress on its Conceptual Framework Project . With these actions regarding RRA , the Commission thus again displayed its willingness to experiment in an emerging area , to recognize the limitations of what ...
Página xi
... activities in which the Commission has been involved during the past fiscal year . For example , our enforcement program continues to be the best of its kind anywhere in the Federal government , lending credibility to all Commission ...
... activities in which the Commission has been involved during the past fiscal year . For example , our enforcement program continues to be the best of its kind anywhere in the Federal government , lending credibility to all Commission ...
Página
... Activities Financial Management Internal Audit ...... Personnel Management Senior Executive Service Performance Appraisals Merit Pay ...... Delegations of Authority Merit Promotion .. Incentive Awards .... Equal Employment Opportunity ...
... Activities Financial Management Internal Audit ...... Personnel Management Senior Executive Service Performance Appraisals Merit Pay ...... Delegations of Authority Merit Promotion .. Incentive Awards .... Equal Employment Opportunity ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange