Annual Report of the SEC.U.S. Government Printing Office |
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Página iii
... administrative practices when such a course seemed indicated . For example , in reviewing its disclosure requirements , the Commission has emphasized the most useful information , even if it is so - called " soft " information such as ...
... administrative practices when such a course seemed indicated . For example , in reviewing its disclosure requirements , the Commission has emphasized the most useful information , even if it is so - called " soft " information such as ...
Página v
... administrative changes necessary to make it work during a period of budgetary restraint , the Commission continued its widely- acclaimed efforts to facilitate capital formation by small businesses . The focal point for these efforts is ...
... administrative changes necessary to make it work during a period of budgetary restraint , the Commission continued its widely- acclaimed efforts to facilitate capital formation by small businesses . The focal point for these efforts is ...
Página 8
... Administrative Law Judge Lawrence H. Haynes , Comptroller Richard J. Kanyan , Director , Office of Administrative Services G. William Richardson , Deputy Director James C. Foster , Director , Officer of Personnel Wilson Butler ...
... Administrative Law Judge Lawrence H. Haynes , Comptroller Richard J. Kanyan , Director , Office of Administrative Services G. William Richardson , Deputy Director James C. Foster , Director , Officer of Personnel Wilson Butler ...
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... Administrative Proceedings Under Section 15 ( c ) ( 4 ) of the Securities Ex- change Act ..... Questionable Payments ... 51 Government and Municipal Securities Related Party Transactions Energy and Tax Related Cases Coordination With ...
... Administrative Proceedings Under Section 15 ( c ) ( 4 ) of the Securities Ex- change Act ..... Questionable Payments ... 51 Government and Municipal Securities Related Party Transactions Energy and Tax Related Cases Coordination With ...
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... Administrative Proceedings Before the Commission 68 Tender Offer Litigation 69 ALI Code ..... Other Significant Projects Right to Financial Privacy " Ginnie Mae " Study Public Utility Holding Companies Composition . Financing 70 70 71 ...
... Administrative Proceedings Before the Commission 68 Tender Offer Litigation 69 ALI Code ..... Other Significant Projects Right to Financial Privacy " Ginnie Mae " Study Public Utility Holding Companies Composition . Financing 70 70 71 ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange