Annual Report of the SEC.U.S. Government Printing Office |
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Página xi
... assets to finance the distribution of their own shares . This action resolved a persistent controversy and was taken , consistent with the goals of the Investment Company Act Study , despite long - standing doubts about both the ...
... assets to finance the distribution of their own shares . This action resolved a persistent controversy and was taken , consistent with the goals of the Investment Company Act Study , despite long - standing doubts about both the ...
Página
... Assets .... 121 Table 20 - Assets of Private Noninsured Pension Funds . 121 Securities on Exchanges 122 Exchange Volume 122 Table 21 - Market Value and Volume of Sales of Registered Securi- ties Exchanges 123 NASDAQ Volume 124 Share and ...
... Assets .... 121 Table 20 - Assets of Private Noninsured Pension Funds . 121 Securities on Exchanges 122 Exchange Volume 122 Table 21 - Market Value and Volume of Sales of Registered Securi- ties Exchanges 123 NASDAQ Volume 124 Share and ...
Página 33
... assets , including proved oil and gas reserves . In making any final determinations on accounting practices for oil and gas producers , the Commis- sion will also give careful consideration to progress made by the FASB in the ...
... assets , including proved oil and gas reserves . In making any final determinations on accounting practices for oil and gas producers , the Commis- sion will also give careful consideration to progress made by the FASB in the ...
Página 41
... assets be- cause of concerns about conflicts of in- terest , questions about whether funds would benefit from financing the sale of their own shares , and doubts about whether such a use of fund assets would be fair to existing ...
... assets be- cause of concerns about conflicts of in- terest , questions about whether funds would benefit from financing the sale of their own shares , and doubts about whether such a use of fund assets would be fair to existing ...
Página 53
... assets of a corporation owned prin- cipally by Catain , thereby satisfying the corporation's obligations which Catain had guaranteed and retrieving for Catain a substantial portion of his in- vestment in the losing venture ; ( 2 ) make ...
... assets of a corporation owned prin- cipally by Catain , thereby satisfying the corporation's obligations which Catain had guaranteed and retrieving for Catain a substantial portion of his in- vestment in the losing venture ; ( 2 ) make ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange