Annual Report of the SEC.U.S. Government Printing Office |
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Página v
... audit , or sample , basis . In some instances , registration statements of established , seasoned companies will be allowed to go effective with no staff review , with issuers reminded that adequate disclosure remains their ...
... audit , or sample , basis . In some instances , registration statements of established , seasoned companies will be allowed to go effective with no staff review , with issuers reminded that adequate disclosure remains their ...
Página x
... audited and may be presented supplementally , noting both the need to allow additional time to establish and implement uniform guidelines and standards for reserve evaluation and reporting , as well as the remaining uncertainty ...
... audited and may be presented supplementally , noting both the need to allow additional time to establish and implement uniform guidelines and standards for reserve evaluation and reporting , as well as the remaining uncertainty ...
Página xi
... audit function was established at the Commission for the first time ; a unique arrangement with the Office of Personnel Management has provided the Commission with the opportunity to develop a new performance appraisal xi.
... audit function was established at the Commission for the first time ; a unique arrangement with the Office of Personnel Management has provided the Commission with the opportunity to develop a new performance appraisal xi.
Página
... Audit ...... Personnel Management Senior Executive Service Performance Appraisals Merit Pay ...... Delegations of Authority Merit Promotion .. Incentive Awards .... Equal Employment Opportunity Part - time Employment . Upward Mobility ...
... Audit ...... Personnel Management Senior Executive Service Performance Appraisals Merit Pay ...... Delegations of Authority Merit Promotion .. Incentive Awards .... Equal Employment Opportunity Part - time Employment . Upward Mobility ...
Página 11
... audit committees com- posed solely of independent directors.39 During the fiscal year , the Commis- sion disapproved a NYSE proposed rule change to limit the number of physical access annual members to two because the Commission was ...
... audit committees com- posed solely of independent directors.39 During the fiscal year , the Commis- sion disapproved a NYSE proposed rule change to limit the number of physical access annual members to two because the Commission was ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange