Annual Report of the SEC.U.S. Government Printing Office |
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Página iii
... concerning the effects of changing prices , is an example of such an innovative private - sector approach to disclosure . Similarly , the growth of two similar but separate corporate disclosure systems over 46 years , with requirements ...
... concerning the effects of changing prices , is an example of such an innovative private - sector approach to disclosure . Similarly , the growth of two similar but separate corporate disclosure systems over 46 years , with requirements ...
Página x
... concerning RRA . Since that time , the Commission has adopted requirements that data regarding changes in present value of estimated future revenues of oil and gas producers be included in certain Commission filings . It has also ...
... concerning RRA . Since that time , the Commission has adopted requirements that data regarding changes in present value of estimated future revenues of oil and gas producers be included in certain Commission filings . It has also ...
Página xi
... concerning board composition and functioning and the effects of Rule 19c - 3 , are all illustrative of the success of this initiative . Moreover , the Commission has begun to issue expanded yearly reports on the securities industry ...
... concerning board composition and functioning and the effects of Rule 19c - 3 , are all illustrative of the success of this initiative . Moreover , the Commission has begun to issue expanded yearly reports on the securities industry ...
Página 9
... concerning the ef- fects of the Intermarket Trading System on the quality of markets , the routing of order flow and intermarket competition ; provided monitoring reports to the Commission concerning the Cincinnati Stock Exchange ...
... concerning the ef- fects of the Intermarket Trading System on the quality of markets , the routing of order flow and intermarket competition ; provided monitoring reports to the Commission concerning the Cincinnati Stock Exchange ...
Página 11
... concerning approximately 280,000 certificates val- ued at approximately $ 1.3 billion . As of December 31 , 1979 , the aggregate net value of the data base since the incep- tion of the program was approximately $ 2.6 billion . 9.
... concerning approximately 280,000 certificates val- ued at approximately $ 1.3 billion . As of December 31 , 1979 , the aggregate net value of the data base since the incep- tion of the program was approximately $ 2.6 billion . 9.
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange