Annual Report of the SEC.U.S. Government Printing Office |
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Página vi
... continued to relax its regulation of the area , with some of the most significant changes coming just after the close of the last fiscal year . Also during fiscal 1980 , the Commission announced that it was considering the advisability ...
... continued to relax its regulation of the area , with some of the most significant changes coming just after the close of the last fiscal year . Also during fiscal 1980 , the Commission announced that it was considering the advisability ...
Página viii
... continued viability of the fixed - price system for underwriting new issues of securities , as well as the Nation's capital raising capacity which had come to rely on that system - were resolved through approval by the Commission of new ...
... continued viability of the fixed - price system for underwriting new issues of securities , as well as the Nation's capital raising capacity which had come to rely on that system - were resolved through approval by the Commission of new ...
Página ix
... continued , during the year , to work closely with the accounting profession and the Financial Accounting Standards Board ( FASB ) on a wide range of issues , including the FASB's important Conceptual Framework Project . One such issue ...
... continued , during the year , to work closely with the accounting profession and the Financial Accounting Standards Board ( FASB ) on a wide range of issues , including the FASB's important Conceptual Framework Project . One such issue ...
Página 1
... continued progress was made in the development of a national market system . Most significantly , the Commission initiated an experiment de- signed to increase competition in ex- change - traded securities . On June 11 , 1980 , the ...
... continued progress was made in the development of a national market system . Most significantly , the Commission initiated an experiment de- signed to increase competition in ex- change - traded securities . On June 11 , 1980 , the ...
Página 2
... continued its efforts to achieve its goal of intermarket price protection , ini- tially for public limit orders , and ulti- mately for all orders . The Commission reviewed comments received on pro- posed Rule 11Ac1-3 under the Ex ...
... continued its efforts to achieve its goal of intermarket price protection , ini- tially for public limit orders , and ulti- mately for all orders . The Commission reviewed comments received on pro- posed Rule 11Ac1-3 under the Ex ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange