Annual Report of the SEC.U.S. Government Printing Office |
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Página iv
... cost - effectiveness of the Commission's many programs , improved the sensitivity and stability of the Commission's relationships with the private sector , and allowed that sector to begin to meet the American public's growing ...
... cost - effectiveness of the Commission's many programs , improved the sensitivity and stability of the Commission's relationships with the private sector , and allowed that sector to begin to meet the American public's growing ...
Página v
... costs , delays , and other burdens associated with corporate filings , while at the same time making the disclosure ... cost - effective manner , the Division of Corporation Finance undertook its first major reorganization in almost 20 ...
... costs , delays , and other burdens associated with corporate filings , while at the same time making the disclosure ... cost - effective manner , the Division of Corporation Finance undertook its first major reorganization in almost 20 ...
Página ix
... cost , the two historical - cost accounting methods then in use . At the time the RRA initiative was first introduced , the Commission indicated that it expected RRA to be a uniform method of accounting to be used by all oil and gas ...
... cost , the two historical - cost accounting methods then in use . At the time the RRA initiative was first introduced , the Commission indicated that it expected RRA to be a uniform method of accounting to be used by all oil and gas ...
Página x
... costs and related benefits of having such information audited . Recently , after reviewing the work of the Commission's advisory committee on RRA , and consulting further with the FASB and representatives of the petroleum engineering ...
... costs and related benefits of having such information audited . Recently , after reviewing the work of the Commission's advisory committee on RRA , and consulting further with the FASB and representatives of the petroleum engineering ...
Página 1
... cost savings for brokers , dealers and in- vestors . Furthermore , by limiting ex- pansion of off - board trading re- strictions , the rule will maintain the status quo pending resolution of the broader issues associated with such anti ...
... cost savings for brokers , dealers and in- vestors . Furthermore , by limiting ex- pansion of off - board trading re- strictions , the rule will maintain the status quo pending resolution of the broader issues associated with such anti ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange