Annual Report of the SEC.U.S. Government Printing Office |
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Página ii
... effective self - regulation . To further this objective , the Commission accepted the responsibility to monitor and evaluate the profession's efforts and undertook to report to the Congress on the progress being made . Similarly ...
... effective self - regulation . To further this objective , the Commission accepted the responsibility to monitor and evaluate the profession's efforts and undertook to report to the Congress on the progress being made . Similarly ...
Página v
... effective manner , the Division of Corporation Finance undertook its first major reorganization in almost 20 years . Reorganized now along lines that concentrate review of companies from the same industry in the same branch , the ...
... effective manner , the Division of Corporation Finance undertook its first major reorganization in almost 20 years . Reorganized now along lines that concentrate review of companies from the same industry in the same branch , the ...
Página viii
... effectively . Finally , just after the close of the fiscal year , the Commission was able to resolve a complex ... effective self - regulation within the profession . Important progress has been made in this area during the past ...
... effectively . Finally , just after the close of the fiscal year , the Commission was able to resolve a complex ... effective self - regulation within the profession . Important progress has been made in this area during the past ...
Página
... Effective Registration Statements 131 Table 29 - Effective Registrations 132 Chart - Securities Effectively Registered With S.E.C. - 1935-1980 .. Purpose and Type of Registrations 133 134 Table 30 - Effective Registrations by Purpose ...
... Effective Registration Statements 131 Table 29 - Effective Registrations 132 Chart - Securities Effectively Registered With S.E.C. - 1935-1980 .. Purpose and Type of Registrations 133 134 Table 30 - Effective Registrations by Purpose ...
Página 2
... effective on July 5 , 1980. On June 24 , 1980 , in or- der to allow time for development of certain quotation processing facilities related to compliance with the rule , the Commission extended the effective date of portions of the rule ...
... effective on July 5 , 1980. On June 24 , 1980 , in or- der to allow time for development of certain quotation processing facilities related to compliance with the rule , the Commission extended the effective date of portions of the rule ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange