Annual Report of the SEC.U.S. Government Printing Office |
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Página viii
... were experiencing in complying with the accounting provisions of the Foreign Corrupt Practices Act ( FCPA ) , enacted in December , 1977. In order to provide some certainty about the Commission's views regarding the FCPA , and viii.
... were experiencing in complying with the accounting provisions of the Foreign Corrupt Practices Act ( FCPA ) , enacted in December , 1977. In order to provide some certainty about the Commission's views regarding the FCPA , and viii.
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... Foreign Private Issuers 113 Financial Institutions ... 114 Stock Transactions of Selected Financial Institutions 114 Table 14 - Common Stock Transactions and Activity Rates of Se- lected Financial Institutions 115 Stockholdings of ...
... Foreign Private Issuers 113 Financial Institutions ... 114 Stock Transactions of Selected Financial Institutions 114 Table 14 - Common Stock Transactions and Activity Rates of Se- lected Financial Institutions 115 Stockholdings of ...
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... -1980 141 Table 35 - Injunctive Actions Criminal Proceedings ... Table 36 - Criminal Cases Trading Suspensions Foreign Restricted List . 141 141 142 142 142 Public Utility Holding Companies 144 System Companies ..... 144 Table.
... -1980 141 Table 35 - Injunctive Actions Criminal Proceedings ... Table 36 - Criminal Cases Trading Suspensions Foreign Restricted List . 141 141 142 142 142 Public Utility Holding Companies 144 System Companies ..... 144 Table.
Página 22
... foreign issuers , the timely re- porting rules under the Exchange Act , and certain rules applicable to insider trading . Interpretative advice was pro- vided on such subjects as the securities laws implications of pension plans and the ...
... foreign issuers , the timely re- porting rules under the Exchange Act , and certain rules applicable to insider trading . Interpretative advice was pro- vided on such subjects as the securities laws implications of pension plans and the ...
Página 23
... foreign private regis- trants . The Commission also amended Form S - 16 , a short form for registration under the Securities Act , to permit cer- tain foreign issuers who file reports on Form 20 - F to use Form S - 16 to regis- ter ...
... foreign private regis- trants . The Commission also amended Form S - 16 , a short form for registration under the Securities Act , to permit cer- tain foreign issuers who file reports on Form 20 - F to use Form S - 16 to regis- ter ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange