Annual Report of the SEC.U.S. Government Printing Office |
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Página i
... issues which face the Commission are so complex or difficult that their resolution inevitably involves a multi - year process . A Chairman measuring his tenure in months , rather than years , might be reluctant to take on a major task ...
... issues which face the Commission are so complex or difficult that their resolution inevitably involves a multi - year process . A Chairman measuring his tenure in months , rather than years , might be reluctant to take on a major task ...
Página viii
... issues of securities , as well as the Nation's capital raising capacity which had come to rely on that system - were resolved through approval by the Commission of new rules of the NASD governing such transactions . Again , the ...
... issues of securities , as well as the Nation's capital raising capacity which had come to rely on that system - were resolved through approval by the Commission of new rules of the NASD governing such transactions . Again , the ...
Página ix
... issues , including the FASB's important Conceptual Framework Project . One such issue , which is key to the continued efficiency of financial disclosure , is that of accounting for the effects of changing prices . Such disclosure , as a ...
... issues , including the FASB's important Conceptual Framework Project . One such issue , which is key to the continued efficiency of financial disclosure , is that of accounting for the effects of changing prices . Such disclosure , as a ...
Página x
... issues raised by the commentators concerning RRA . Since that time , the Commission has adopted requirements that ... issue of the appropriate method of primary financial statement accounting might more usefully be addressed after the ...
... issues raised by the commentators concerning RRA . Since that time , the Commission has adopted requirements that ... issue of the appropriate method of primary financial statement accounting might more usefully be addressed after the ...
Página 1
... issues associated with such anti - competitive requirements general- ly . Finally , the rule will permit the Com- mission and the industry to gain valuable experience regarding the ef- fects of concurrent over - the - counter and ...
... issues associated with such anti - competitive requirements general- ly . Finally , the rule will permit the Com- mission and the industry to gain valuable experience regarding the ef- fects of concurrent over - the - counter and ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange