Annual Report of the SEC.U.S. Government Printing Office |
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... million . A study of the use of the streamlined Form S - 18 during the first 15 months following its adoption in April , 1979 showed that it had been used to raise more than $ 286 million in capital , mostly by companies which had never ...
... million . A study of the use of the streamlined Form S - 18 during the first 15 months following its adoption in April , 1979 showed that it had been used to raise more than $ 286 million in capital , mostly by companies which had never ...
Página 26
... million of their securities to be sold for cash . In order to facilitate processing for the is- suer , the form may be filed with the re- gional offices of the Commission as well as in Washington , D.C. From its adoption in April 1979 ...
... million of their securities to be sold for cash . In order to facilitate processing for the is- suer , the form may be filed with the re- gional offices of the Commission as well as in Washington , D.C. From its adoption in April 1979 ...
Página 27
... million in any six - month period to an unlimited number of " accredited invest- ors " as defined in the rule , and ... million to $ 5 million the ceiling on the Commission's authority under Section 3 ( b ) of the Securities Act 27.
... million in any six - month period to an unlimited number of " accredited invest- ors " as defined in the rule , and ... million to $ 5 million the ceiling on the Commission's authority under Section 3 ( b ) of the Securities Act 27.
Página 51
... million and its pay- ment of approximately $ 23 million in connection with the securing of or so- licitation of business in , among other countries , Iran , Algeria , Saudi Arabia , Nicaragua , Chile and the Ivory Coast . The complaint ...
... million and its pay- ment of approximately $ 23 million in connection with the securing of or so- licitation of business in , among other countries , Iran , Algeria , Saudi Arabia , Nicaragua , Chile and the Ivory Coast . The complaint ...
Página 52
... million and which reflected cost overruns on fixed - price contracts , sham claims for escalation and kickback arrangements . The complaint further alleged that the corporation failed to disclose that cer- tain officers were the prime ...
... million and which reflected cost overruns on fixed - price contracts , sham claims for escalation and kickback arrangements . The complaint further alleged that the corporation failed to disclose that cer- tain officers were the prime ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange