Annual Report of the SEC.U.S. Government Printing Office |
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Página iii
... offer investors a fair and efficient marketplace for a broad range of investment media . To achieve this regulatory balance , the Commission has been dedicated to improving those of its traditional core activities — such as its ...
... offer investors a fair and efficient marketplace for a broad range of investment media . To achieve this regulatory balance , the Commission has been dedicated to improving those of its traditional core activities — such as its ...
Página v
... offering to be brought to market in a timely fashion once the business decision to proceed with the offering is reached . Reliance on an issuer's continuous disclosure filings , as well as the availability of the technique of ...
... offering to be brought to market in a timely fashion once the business decision to proceed with the offering is reached . Reliance on an issuer's continuous disclosure filings , as well as the availability of the technique of ...
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... Offers . . . . Tender Offer Rules .. Tender Offer Legislation 26 26 26 27 27 27 27 28 28 29 Beneficial Ownership Report 30 Accounting Matters .... 30 The Accounting Profession and the Commission's Oversight Role .. Scope of Services by ...
... Offers . . . . Tender Offer Rules .. Tender Offer Legislation 26 26 26 27 27 27 27 28 28 29 Beneficial Ownership Report 30 Accounting Matters .... 30 The Accounting Profession and the Commission's Oversight Role .. Scope of Services by ...
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... Offer Litigation 69 ALI Code ..... Other Significant Projects Right to Financial Privacy " Ginnie Mae " Study Public Utility Holding Companies Composition . Financing 70 70 71 71 73 73 73 Fuel Programs 73 Service Company Operations . 74 ...
... Offer Litigation 69 ALI Code ..... Other Significant Projects Right to Financial Privacy " Ginnie Mae " Study Public Utility Holding Companies Composition . Financing 70 70 71 71 73 73 73 Fuel Programs 73 Service Company Operations . 74 ...
Página 2
... offer as opposed to a " representative " quotation . This provi- sion of the rule became effective on July 5 , 1980. On June 24 , 1980 , in or- der to allow time for development of certain quotation processing facilities related to ...
... offer as opposed to a " representative " quotation . This provi- sion of the rule became effective on July 5 , 1980. On June 24 , 1980 , in or- der to allow time for development of certain quotation processing facilities related to ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange