Annual Report of the SEC.U.S. Government Printing Office |
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Página vi
... statements in order to track developments in this important and dynamic area . The Securities Markets The past year saw record trading volume in the Nation's securities markets , placing unprecedented demands upon the industry's trading ...
... statements in order to track developments in this important and dynamic area . The Securities Markets The past year saw record trading volume in the Nation's securities markets , placing unprecedented demands upon the industry's trading ...
Página ix
... statements , was first required for the largest companies by the Commission's Accounting Series Release No. 190 ( ASR 190 ) . In September , 1979 , in what the Commission views as a major breakthrough in this area , the FASB adopted ...
... statements , was first required for the largest companies by the Commission's Accounting Series Release No. 190 ( ASR 190 ) . In September , 1979 , in what the Commission views as a major breakthrough in this area , the FASB adopted ...
Página x
... statements of oil and gas producers , and that it supports an undertaking at this time by the FASB to develop a ... statement accounting might more usefully be addressed after the FASB has developed appropriate supplemental disclosures ...
... statements of oil and gas producers , and that it supports an undertaking at this time by the FASB to develop a ... statement accounting might more usefully be addressed after the FASB has developed appropriate supplemental disclosures ...
Página
... Statements 131 Table 29 - Effective Registrations 132 Chart - Securities Effectively Registered With S.E.C. - 1935-1980 .. Purpose and Type of Registrations 133 134 Table 30 - Effective Registrations by Purpose and Type of Security ...
... Statements 131 Table 29 - Effective Registrations 132 Chart - Securities Effectively Registered With S.E.C. - 1935-1980 .. Purpose and Type of Registrations 133 134 Table 30 - Effective Registrations by Purpose and Type of Security ...
Página 5
... statement of policy re- garding the listing of additional put and call options classes , the expansion of multiple trading and the filing of ex- pansionary rule proposals ( March policy statement ) . 19 As a result of the options ...
... statement of policy re- garding the listing of additional put and call options classes , the expansion of multiple trading and the filing of ex- pansionary rule proposals ( March policy statement ) . 19 As a result of the options ...
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange