Annual Report of the SEC.U.S. Government Printing Office |
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Términos y frases comunes
34th Annual Report action activities adopted aggregate amendments American Stock Exchange amicus curiae amount application approval assets associated Bank bonds broker-dealers capital cash sale Chapter Commis Commission Commission's common stock Company Act Release Corporation Court of Appeals debtor defendants directors disclosure distribution district court dollar volume effective equity Exchange Act Release exemption Federal fees firms fiscal funds Holding Company Act industry instituted interest investigation investment adviser Investment Company Act investors involved issuer June 30 listed ment million NASD national securities exchange offering Office over-the-counter pany participation pending percent persons portfolio principal prior proceedings proposed proxy purchase pursuant to Section registration statements Regulation reorganization Rule Section 10(b Securities Act Release Securities Exchange Act securities laws security holders share volume sion staff stockholders subsidiaries suspended tion Total transactions trustee unit investment trusts utility violations York Stock Exchange