Public Utility Holding Company Act of 1935: As Amended June 4, 1975Securities and Exchange Commission, 1977 - 29 páginas |
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... statements . 17. Officers , directors , and other affiliates . 18. Investigations ; injunctions , enforcement of title , and prosecution of offenses_ Page 1 2 7 8 9 10 11 12 12 13 15 17 19 20 21 22 22 23 24 24 25 25 26 26 26 27 27 27 27 ...
... statements . 17. Officers , directors , and other affiliates . 18. Investigations ; injunctions , enforcement of title , and prosecution of offenses_ Page 1 2 7 8 9 10 11 12 12 13 15 17 19 20 21 22 22 23 24 24 25 25 26 26 26 27 27 27 27 ...
Página 9
... statement shall in- clude- ( 1 ) such copies of the charter or articles of incorporation , partnership , or ... statements for not more than the five preceding fiscal years , certified , if required by the rules and regulations of the ...
... statement shall in- clude- ( 1 ) such copies of the charter or articles of incorporation , partnership , or ... statements for not more than the five preceding fiscal years , certified , if required by the rules and regulations of the ...
Página 10
... statement with- out complying with the provisions of subsection ( b ) ; but every registrant shall file a complete registration statement with the Commission within such reasonable period of time as the Commission shall fix by rules and ...
... statement with- out complying with the provisions of subsection ( b ) ; but every registrant shall file a complete registration statement with the Commission within such reasonable period of time as the Commission shall fix by rules and ...
Página 13
... statements of such company for not more than five preceding fiscal years , certified , if required by the rules and regulations of the Commission by an independent public ac- countant , ( H ) any further information regarding such ...
... statements of such company for not more than five preceding fiscal years , certified , if required by the rules and regulations of the Commission by an independent public ac- countant , ( H ) any further information regarding such ...
Página 18
... statement of the subject matter in respect of which such person is retained or employed , the nature and character of such re- tainer or employment , and the amount of compen- sation received or to be received by such person , directly ...
... statement of the subject matter in respect of which such person is retained or employed , the nature and character of such re- tainer or employment , and the amount of compen- sation received or to be received by such person , directly ...
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Términos y frases comunes
accounts acquisition of securities affiliate amended approval Atchafalaya River centum Commis Commission deems necessary Commission finds company or subsidiary construction contracts cost-accounting procedures court directly or indirectly electric energy electric utility company exempt find necessary gas utility company HOLDING COMPANY ACT holding-company system instrumentality of interstate interest of investors interstate commerce investors or consumers jurisdiction liabilities imposed mails means or instrumentality member companies mentality of interstate mission mutual service company necessary or appropriate notice and opportunity operating opportunity for hearing order prescribe order thereunder otherwise paragraph person Phone portunity prescribe as necessary prevent the circumvention protection of investors provisions of subsection public interest Public Utility Act PUBLIC UTILITY HOLDING public-utility or holding pursuant quired registered holding company regulations or order rules and regulations securities or utility sion subsidiary company thereof sumers terms and conditions tion transaction United unlawful unless the Commission utility assets UTILITY HOLDING COMPANY voting securities
Pasajes populares
Página 26 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Página 6 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Página 24 - Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts or practices' which constitute or will constitute a violation...
Página 7 - ... physically interconnected or capable of physical interconnection and which under normal conditions may be economically operated as a single interconnected and coordinated system confined in its operations to a single area or region, in one or more States, not so large as to impair (considering the state of the art and the area or region affected) the advantages of localized management, efficient operation, and the effectiveness of regulation...
Página 26 - If either party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Página 5 - ... bargaining in transactions between them as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that such person be subject to the obligations, duties, and liabilities imposed in this title upon affiliates of a company. (12) " Registered holding company " means a person whose registration is in effect under section 5. (13) " Mutual service company " means a company approved as a mutual service company under section 13.
Página 24 - States courts of any Territory or other place subject to the jurisdiction of the United States, to enjoin such acts or practices and...
Página 24 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question ; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Página 18 - ... such rules and regulations or orders regarding the consideration to be received for such sale, maintenance of competitive conditions, fees and commissions, accounts, disclosure of interest, and similar matters as the Commission deems necessary or appropriate in the public interest or for the protection of investors or consumers or to prevent the circumvention of the provisions of this title or the rules, regulations, or orders thereunder.
Página 6 - Person" means an individual, partnership, association, corporation, business trust, legal representative, or any organized group of persons. (b) "Commerce" means trade, commerce, transportation, transmission, or communication among the several States or between any State and any place outside thereof.