--Establish criteria for judging the acceptability of alternative protective devices and systems.
--Implement a procedure whereby security plans cannot be approved until a site has been visited by the reviewer and the comments of the regional inspection office have been obtained.
--Establish specific and stringent require- ments for upgrading guard forces.
--Authorize and encourage inspectors to go beyond approved security plans when appraising security systems and implement a timely procedure for correcting deficiencies.
--Develop and implement additional procedures to provide greater assurance that inspections are consistently thorough and make unannounced
--Take immediate action to increase interim protection at all operating nuclear powerplants. Such action should include (1) promptly alerting plant management of the serious deficiencies in security systems at existing powerplants, (2) specifying interim measures that powerplant management can take to strengthen security in line with the proposed regulations, (3) improving local law enforcement coordination, and (4) in- creasing the number of guards.
AGENCY COMMENTS AND
RECENT ACTIONS
On February 16, 1977, we briefed NKC, at its request, on our concerns regarding powerplant security. NRC solicited our views because it was planning to issue revised security regulations. In fact, an internal memorandum dated February 11, 1977, made the NRC Commissioners' approval of the proposed regulations contingent upon our briefing. Subsequently, the proposed regulations were published in the Federal Register on February 24, 1977, and became effective on March 28, 1977.
NRC agreed with the thrust of the report, but disagreed with our recommendation concerning the need to take immediate action to increase interim protection at all operating nuclear powerplants. NRC stated in its letter to us that it considered the publication of the new security regulation which requires the licensees to take certain security actions by May 25, 1977,
to be an appropriate interim action. The actions taken to date to improve powerplant security are a step in the right direction.
Nevertheless, the licensees are permitted by the regulations almost 1-1/2 years to comply with several significant provisions involving construction or installation of equipment, such as
--detection of penetration or attempts to penetrate the protected area;
--bullet-resistant control room and guardhouses;
--equipment for detecting firearms, explosives, and incendiary devices;
--positive control of all points of personnel and vehicle access into vital areas;
--establishment of microwave or radio communi- cations, in addition to conventional telephone, with local law enforcement authorities; and
--closed circuit television or other means of observing the protected area barriers.
Because of the inadequacies in security systems at nuclear powerplants and because powerplants may have until August 1978 to implement the above provisions, as well as others, we believe that NRC should take immediate steps, as outlined in the report, to increase the interim protection at all operating nuclear powerplants.
We obtained the information contained in this report by reviewing documents, studies, reports, correspondence, and other records, and by interviewing officials at
--NRC Headquarters, Bethesda, Maryland;
--NRC Region I, Office of Inspection and Enforcement, King of Prussia, Pennsylvania;
--NRC Region II, Office of Inspection and Enforcement, Atlanta, Georgia;
--NRC Region III, Office of Inspection and Enforcement, Glen Ellyn, Illinois; and
--Six nuclear commercial powerplant sites at various locations.
Your February 24, 1977, memorandum forwarded for staff review and comment the subject document.
It was stated in the subject report that inconsistencies in the level of protection presently exist among individual security plans. It was also implied that no remedial action was being taken to eliminate these inconsistencies. We were aware of the inconsistencies and, with the publication of the new physical security rule (73.55), have taken significant action not only to eliminate the inconsistencies. but also to provide a high level of protection against industrial sabotage at all nuclear power reactors.
This new rule establishes a performance criterion for the physical protection of nuclear power reactors. This criterion can be stated succinctly as requiring "high assurance protection against industrial sabotage by (1) a determined, well-armed, well-trained team of several outsiders assisted by a single insider or (2) a single insider acting alone." In meeting this general requirement the rule states that the onsite physical protection system and security organization shall include, but not necessarily be limited to, the following capabilities:
1) A physical security organization including armed guards to protect the facility against industrial sabotage.
2) At least two barriers to protect vital equipment, illumination of all outdoor areas, isolation zones extending on both sides of the protected area perimeter to permit observation of activities on both sides of that barrier, and a bullet-resistant reactor control room.
3) Search of all individuals, packages, and vehicles prior to entry into the protected area; escort of all but licensee-designated vehicles while in the protected area; a badge system for identification of the level of plant access authorization; escort of visitors while in the protected area; positive access control of all points of personnel and vehicle vital area access.
4) Intrusion alarms that annunciate in a continuously manned central alarm station and at least one other continuously manned station.
5) Continuous communication capability for on-duty guards with each alarm station; telephone and wireless communication between alarm stations and local law enforcement authorities.
6) A nominal force of ten guards and armed, trained personnel immediately available at the plant to fulfill security contingency response requirements, with a minimum of five guards in this response force.
Revised security plans submitted in response to 73.55 are due on May 25, 1977. These will be reviewed onsite by several teams, each led by an individual from Nuclear Reactor Regulation and including personnel from Inspection and Enforcement (IE). During the review, each plan will be evaluated against standard acceptance criteria, thereby increasing uniformity in the levels of protection required.
To supplement this new rule, the Commission has published for comment a clearance rule for screening individuals permitted unescorted access to protected areas. This clearance rule, if adopted, would provide additional assurance against industrial sabotage involving an insider. There remain three areas in the report about which we believe specific comments are in order.
The first area contains the GAO staff recommendation that "immediate interim action" should be taken and that plants be placed on "alert". We disagree. By publication of 73.55, with its provisions that call for implementation by May 25, 1977 of the above described capabilities except for any requirement involving construction and installation of
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