| United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...under an indenture and an application for qualification is effective as to such indenture, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or "(2) to carry or cause... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
| United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
| United States. Securities and Exchange Commission - 1956 - 716 páginas
...Securities Act provided: "Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or Indirectly—...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise." 4 Section... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...be issued under an indenture as to which an application for qualification is effective, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...be issued under an indenture as to which an application for qualification is effective, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause... | |
| United States. Securities and Exchange Commission - 1957 - 1194 páginas
...Securities Act provides: "Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise; or "(2)... | |
| United States. Securities and Exchange Commission - 1952 - 920 páginas
..."Section 5 (a) provides: Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...or communication in interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise;... | |
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