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" ... (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause to be carried through the... "
Laws Relating to Securities Commission, Exchanges and Holding Companies - Página 275
por United States - 1976
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Legislative Calendar, Volumen53,Parte2

United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...under an indenture and an application for qualification is effective as to such indenture, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or "(2) to carry or cause...
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Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 232 páginas
...be issued under an indenture as to which an application for qualification is effective, it shall be unlawful for any person, directly or indirectly—...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit...
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Conservator in Bankruptcy: Hearing Before the Committee on the Judiciary ...

United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...Securities Act provided: "Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or Indirectly—...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise." 4 Section...
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Trust Indentures. Hearings Before a Subcommittee ... on H.R. 10292 ... April ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...be issued under an indenture as to which an application for qualification is effective, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause...
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Trust Indentures: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...be issued under an indenture as to which an application for qualification is effective, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause...
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Decisions and Reports

United States. Securities and Exchange Commission - 1957 - 1194 páginas
...Securities Act provides: "Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise; or "(2)...
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Decisions and Reports, Volumen20

United States. Securities and Exchange Commission - 1952 - 920 páginas
..."Section 5 (a) provides: Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...or communication in interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus or otherwise;...
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