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" In accordance with such rules and regulations or order as the Commission may deem necessary or appropriate in the public interest or for the protection of investors... "
Regulating the Sale of Securities: Hearing...88-1...May 2, 1963 - Página 6
por United States. Congress. House. Committee on the District of Columbia - 1964 - 165 páginas
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...reasonable periodic, special, or other examinations by examiners or other representatives of the Commission as the Commission may deem necessary or appropriate in the public interest or for the protection of investors, and the reasonable cost of such examinations, Including the compensation...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...reasonable periodic, special, or other examinations by examiners or other representatives of the Commission as the Commission may deem necessary or appropriate In the public interest or for the protection of investors, and the reasonable cost of such examinations, including the compensation...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...: The Commission may permit a declaration to become' effective subject to such terms and conditions as the Commission may deem necessary or appropriate in the public interest or for the protection of investors or consumers. Such terms and conditions, among other things, may...
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Report on the Study and Investigation of the Work, Activities ..., Volúmenes6-8

United States. Securities and Exchange Commission - 1936 - 1320 páginas
...(3) each such solicitation Is made not In contravention of such rules and re)ral»ti'1i>< or orders as the Commission may deem necessary or appropriate In the public interest or for the protection of investors or consumers. Nothing In this subsection or the rules and regulations...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...extent that the Commission may otherwise provide in such order, and the declarant shall take such steps as the Commission may deem necessary or appropriate in the public interest or for the protection of investors, to cancel or cause to be canceled the same, to return or cause...
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Independent Offices Appropriation Bill for 1939: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...do have the power to promulgate such rules and regulations governing pegging, fixing, or stabilizing as the Commission may deem necessary or appropriate in the public interest or for the protection of investors. It has been asserted in some quarters that the failure of the Commission...
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Regulation of Sale of Securities: Hearing[s] Before a Subcommittee of the ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1937 - 232 páginas
...independence and qualifications and the exercise by the trustee of reasonable care in their selection * * * as the Commission may deem necessary or appropriate in the public interest or for the protection of investors)." However, it then goes on to qualify this right of reliance by...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...extent that the Commission may otherwise provide in such order, and the declarant shall take such steps as the Commission may deem necessary or appropriate in the public interest or for the protection of investors, to cancel or cause to be canceled the same, to return or cause...
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Trust Indentures: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...of reasonable care in their selection or approval, and subject to such other terms and conditions, as the Commission may deem necessary or appropriate in the public interest or for the protection of investors), and, when authorized by the indenture, upon opinions or certificates...
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Decisions and Reports

United States. Securities and Exchange Commission - 1956 - 1172 páginas
...upon it in the opening words of Section ll(e); "In accordance with such rules and regulations or order as the Commission may deem necessary or appropriate in the public interest or for the protection of investors or consumers, any registered holding company or any subsidiary company...
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