| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any...facility of any national securities exchange— (1) To effect any fictitious transaction in any security registered on a national securities exchange, or... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...to read : "SEC. 12. (a) It shall be unlawful for any person, by the use of the mail* or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the -use of his name to solicit any proxy... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any...facility of any national securities exchange — (1) To effect any fictitious transaction in any security registered on a national securities exchange, or... | |
| United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange, or for any member of a national securities exchange — (1) To effect any fictitious... | |
| United States. Securities and Exchange Commission - 1936 - 1320 páginas
...exchange. The Act provides : "It shall be unlawful for any person, by the use of the malls or by any means or Instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any prosy or... | |
| United States - 1938 - 48 páginas
...issuers. PROXIES SEO. 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or... | |
| United States. Securities and Exchange Commission - 1940 - 1240 páginas
...(a). It shall be unlawful for any person, directly or indirectly, by the use of the malls or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange, or for any member of a national securities exchange — (1) For the purpose of... | |
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