Search Images Maps Play YouTube News Gmail Drive More »
Sign in
Libros Libros
" .'It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or... "
You Can't Cheat an Honest Man: How Ponzi Schemes and Pyramid Frauds Work and ... - Página 245
por James Walsh - 1998 - 354 páginas
Vista previa limitada - Acerca de este libro

Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any...facility of any national securities exchange— (1) To effect any fictitious transaction in any security registered on a national securities exchange, or...
Vista completa - Acerca de este libro

Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...to read : "SEC. 12. (a) It shall be unlawful for any person, by the use of the mail* or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the -use of his name to solicit any proxy...
Vista completa - Acerca de este libro

Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any...facility of any national securities exchange — (1) To effect any fictitious transaction in any security registered on a national securities exchange, or...
Vista completa - Acerca de este libro

Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...exchange. SEC. 13. (a) It shall be unlawful for any person, by the use of the mails or of any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise, to solicit or to permit the use of his name to solicit any proxy...
Vista completa - Acerca de este libro

Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...(a) It shall be unlawful for any person, directly or indirectly, by the use of the mails or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange, or for any member of a national securities exchange — (1) To effect any fictitious...
Vista completa - Acerca de este libro

Report on the Study and Investigation of the Work, Activities ..., Volúmenes6-8

United States. Securities and Exchange Commission - 1936 - 1320 páginas
...exchange. The Act provides : "It shall be unlawful for any person, by the use of the malls or by any means or Instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any prosy or...
Vista completa - Acerca de este libro

To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...amount thereof. REPATRIATION OF SECURITIES OF FOREIGN GOVERNMENTS AND POLITICAL SUBDIVISIONS SEC. 17. It shall be unlawful for any person, by use of the mails or any means or instrumentality of interstate or foreign commerce, either as principal, agent, dealer,...
Vista completa - Acerca de este libro

To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...amount thereof. REPATRIATION OF SECURITIES OF FOREIGN GOVERNMENTS AND POLITICAL SUBDIVISIONS SBC. 17. It shall be unlawful for any person, by use of the mails or any means or instrumentality of interstate or foreign commerce, either as principal, agent, dealer,...
Vista completa - Acerca de este libro

Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...issuers. PROXIES SEO. 14. (a) It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise to solicit or to permit the use of his name to solicit any proxy or...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen3

United States. Securities and Exchange Commission - 1940 - 1240 páginas
...(a). It shall be unlawful for any person, directly or indirectly, by the use of the malls or any means or instrumentality of interstate commerce, or of any facility of any national securities exchange, or for any member of a national securities exchange — (1) For the purpose of...
Vista completa - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros