 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 páginas
...10 (b), makes it unlawful for any person to "employ any device, scheme, or artifice to defraud," or to "engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." Petitioner, who was employed by a financial... | |
 | United States. Securities and Exchange Commission - 1956 - 926 páginas
...state a material fact necessary In order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(3)...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security." Section 15 (c) (1) provides: "No broker or... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3)...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. SECURITIES AND EXCHANGE COMMISSION Rule 10b-6.... | |
 | United States. Securities and Exchange Commission - 1953 - 828 páginas
...material fact necessary in order to make the statements made. In the light of the circumstances oader which they were made, not misleading, or "(3) to engage...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security." Rule X-15C1-2 (a) and (b) provides: "(a)... | |
 | United States. Securities and Exchange Commission - 1956 - 716 páginas
...he sold 700 shares through Butler, Wick & Co. of Youngstown ; 65c a share on January 8, 1946, on the "(3) to engage in any act, practice, or course of...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.** Section 16 (c) (1) provide*: "No broker... | |
 | United States. Securities and Exchange Commission - 1953 - 734 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (S) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. Bale X-15C1-2 provides : (a) The term "manipulative,... | |
 | United States. Securities and Exchange Commission - 1957 - 756 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at... | |
 | United States. Securities and Exchange Commission - 1949 - 1134 páginas
...state a material fact necessary in order to make the statements made, in the Ufht of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon... | |
 | United States. Securities and Exchange Commission - 1953 - 824 páginas
...state a material fact necessary In order to make the statements made. in the light of the circumstances under which they were made, not misleading, or (3) to engage In any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon... | |
 | United States - 1953 - 1692 páginas
...state a material fact necessary in order to make the statements made, in the light of the circumstances & transaction, practice, or course of business which operates or would operate as a fraud or deceit upon... | |
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... (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
